SEC & CFTC Enforcement Update
In this edition of the newsletter, we discuss enforcement developments at the agencies in July and August 2023. The SEC filed 84 actions and the CFTC filed 16, against a combined total of 176 defendants and respondents. (These figures exclude follow-on actions, bars and suspensions.) The actions include public company disclosure and crypto matters, among others.
Read previous SEC & CFTC Enforcement Updates:
- June 2023 issue
- May 2023 issue
- April 2023 issue
- March 2023 issue
- February 2023 issue
- January 2023 issue
- Summer 2022 issue
- May 2022 issue
- April 2022 issue
- February & March 2022 issue
- January 2022 issue
- December 2021 issue
- October & November 2021 issue
- September 2021 issue
- August 2021 issue
- July 2021 issue
- June 2021 issue
- May 2021 issue
- April 2021 issue
- March 2021 issue
- February 2021 issue
- January 2021 issue
This communication, which we believe may be of interest to our clients and friends of the firm, is for general information only. It is not a full analysis of the matters presented and should not be relied upon as legal advice. This may be considered attorney advertising in some jurisdictions. Please refer to the firm's privacy notice for further details.
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