The UK Government is proposing significant changes to the way in which alternative investment fund managers are regulated. The new regime would remove, simplify and streamline many of the...

As the 2026 midterm elections near, House and Senate Democrats are signaling possible investigative priorities in the event they are successful in taking control of either chamber. This a...

In this issue, we discuss the extension of the Form PF compliance date, the proposed rescission of the investment adviser pay-to-play rule, the proposed amendments to CPO and CTA registra...

The SEC and the FDA announced a memorandum of understanding establishing a framework for the exchange of nonpublic information between the two agencies that is likely to streamline SEC sc...

Unsafe or unsound practice is now defined in a joint OCC and FDIC final rule. The supervisory framework around matters requiring attention and other supervisory communications is also cha...

The FDIC has approved an Interim Final Rule both expanding the criteria for a bank that places deposits through a deposit placement network to be considered an agent institution and incre...

The Connecticut Artificial Intelligence Responsibility and Transparency Act positions the state, alongside California and New York, at the forefront of AI regulation.  Phased effective da...

On August 24, 2026, the U.S. government announced an escalation of Iranian sanctions. As part of this action, OFAC suspended five general licenses, newly designated nearly 60 entities and...

The Connecticut Artificial Intelligence Responsibility and Transparency Act positions the state, alongside California and New York, at the forefront of AI regulation.  Phased effective da...

Reg CA would create tailored offering exemptions and disclosure rules for some primary offerings of crypto assets, but would provide less certainty to intermediaries and secondary markets.