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A federal district court in Texas yesterday vacated FTC rules that went into effect last year revising the information parties must submit to the antitrust agencies in merger filings subm...
Director Margaret Ryan recently gave a speech describing her “guiding principles” and enforcement priorities. She balanced the need for toughness with a focus on fraud that harms inve...
On February 4, 2026, a Ninth Circuit panel affirmed in part and reversed in part the dismissal of a securities fraud action alleging that a toy company misled investors about inventory ma...
Three merger settlements announced across industrial sectors last week demonstrate that the U.S. antitrust agencies’ stated openness to structural remedies is real. Transacting parties ...
Between October and December 2025, the SEC filed 29 actions against a combined total of 54 defendants and respondents, and the CFTC filed one case against three defendants. (These figures...
On 30 January 2026, the Securities and Futures Commission (SFC) issued a circular highlighting what it described as “highly concerning issues” identified in certain listing applicatio...
In this issue, we discuss a compliance risk alert and new FAQs both regarding the Advisers Act Marketing Rule, proposed amendments to the small entity definitions for purposes of the Regu...
Given the reported heightened risk of another government shutdown around the corner, we provide key SEC shutdown practice points for public companies and capital markets transactions.
The New York State Attorney General filed civil actions against a former executive for insider trading and against his company for approving the trading plan that the executive used. Thes...