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The Securities and Exchange Commission (SEC) announced a settled enforcement action on June 15 against a company for violating the requirement that public companies have controls and…
On 7 June 2021, the UK government opened a consultation on proposed powers to allow it to block listings that raise national security concerns. This follows on from the government’s…
For the second time this month, the Biden administration has put its own stamp on China-related sanctions put into place by its predecessor. On June 9, 2021, the President issued Executive…
In this edition of the newsletter, we discuss enforcement developments at the agencies during May 2021. The SEC filed 22 actions and the CFTC filed three (excluding follow-on actions, bars…
The European Commission’s standard contractual clauses are the most widely used method by which personal data is lawfully transferred from the European Economic Area to countries, like the…
On June 3, 2021, President Biden issued Executive Order 14032, which effectively rescinds and replaces the sanctions put into place late in the Trump administration pursuant to E.O. 13959…
Rules and Regulations
Updated FAQs on Modernized Registered Investment Company Reporting
SEC Staff Statement Regarding Termination of Exemptive Relief and Withdrawal of Staff Letters…
The House of Representatives has passed a bill on a bipartisan basis that would be the first statute directly banning insider trading in the securities markets. The bill largely would…