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In 2020, multiple plaintiffs filed federal securities lawsuits against Nikola Corporation and certain other defendants on the heels of issuance of a short-seller report. In re Mersho, No…
Industry Update
SEC Chair Gensler Remarks Before the Asset Management Advisory Committee
On July 7, 2021, Securities and Exchange Commission (SEC) Chair Gary Gensler delivered prepared…
Industry Update
SEC Chair Gensler Remarks Before the Asset Management Advisory Committee
On July 7, 2021, Securities and Exchange Commission (SEC) Chair Gary Gensler delivered prepared…
On June 30, 2021, the Financial Stability Board (FSB) published a consultation report (the FSB Consultation) setting out policy options to enhance the resilience of money market funds (MMFs…
SEC charges SPAC, sponsor, target and CEOs of both companies
On July 13, 2021, the SEC announced charges relating to the planned merger of Stable Road Acquisition Company (Stable Road), a…
In this edition of the newsletter, we discuss enforcement developments at the agencies during June 2021. The SEC filed 40 actions and the CFTC filed three (excluding follow-on actions, bars…
On Friday, July 9, 2021, President Biden issued an Executive Order announcing that his Administration would prioritize steps to “address overconcentration, monopolization, and unfair…
Overview of the request for public input
The SEC took a first step toward the adoption of climate disclosure requirements by issuing a request for public input (the RFPI) on March 15, 2021…