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The Second Circuit reaffirmed that the safe harbor of section 546(e) of the Bankruptcy Code protects transfers made in connection with a securities contract when a financial institution i...
On 27 November 2023, the draft of the Public Offers and Admissions to Trading Regulations 2023 was published and laid before Parliament. Once enacted, these regulations will replace the E...
Generative artificial intelligence (generative AI) tools pose new risks to a company’s trade secrets. This client update describes three steps that companies should consider to protect ...
The Federal Deposit Insurance Corporation (FDIC) finalized the special assessment to recoup losses to the Deposit Insurance Fund (DIF) from protecting uninsured depositors following the c...
In this edition of the newsletter, we discuss enforcement developments at the agencies in October 2023. Last month, the SEC filed 13 actions and the CFTC filed three, against a combined t...
This client update highlights key considerations for the preparation of your 2023 annual report on Form 20-F. As in previous years, we discuss both disclosure developments and continued a...
After receiving board approval to buy back stock under a 10b5-1 plan, a company interpreted Rule 10b5-1 in a manner with which the SEC disagreed. The SEC did not allege that the company t...
The Consumer Financial Protection Bureau (CFPB) proposed its long-awaited rule to implement Dodd-Frank Section 1033’s requirements regarding consumer rights to access financial informat...
To help navigate what has been an active year of new SEC disclosure mandates, we have prepared an overview of key considerations for preparing your 2023 annual report on Form 10-K.