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In this issue, we highlight the SEC Enforcement Director’s recent remarks regarding the Division’s enforcement priorities, which include private fund related misconduct.
The CFTC’s Division of Enforcement announced its new cooperation policy for corporate enforcement matters. The advisory seeks to incentivize companies to voluntarily disclose, cooperate...
The CAMELS rating revisions would be the first updates in 30 years and would focus supervisory ratings on material financial risks. This deck outlines the key changes and what banks shoul...
On May 19, 2026, President Trump issued an executive order titled “Restoring Integrity to America’s Financial System,” directing federal financial regulators to review and strengthe...
In what Chairman Atkins has described as the foundation of his “Make IPOs Great Again” agenda, the SEC proposed two significant rulemakings to reshape the regulatory landscape governi...
Beginning January 1, 2027, the New York RAISE (Responsible AI Safety and Education) Act will require developers of frontier AI models to file disclosures, publish detailed risk management...
In his first public remarks since becoming Director of the U.S. Securities and Exchange Commission’s Division of Enforcement, David Woodcock outlined his enforcement priorities, includi...
The U.S. government increases pressure on Cuba with a new executive order authorizing broad sectoral and secondary sanctions, which appears intended to discourage non-Cuban companies from...
In what could represent the most significant shift in periodic reporting obligations in decades for many companies, the SEC proposed new rules allowing domestic public companies to opt in...
On April 20, 2026, the SEC and CFTC proposed amendments to Form PF, the confidential reporting form filed by SEC-registered advisers to private funds, including those registered with the ...