Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights May 25, 2022 Client Update Fifth Circuit holds the SEC’s administrative adjudications to be unconstitutional On May 18, the U.S. Court of Appeals for the Fifth Circuit ruled that the SEC’s administrative proceedings are unconstit... May 10, 2022 Client Update CFPB invokes “dormant” authority to examine wide range of companies that pose risks to consumers The CFPB plans to use its authority to examine any company providing consumer financial products or services that the CFPB... May 9, 2022 Client Update Sanctions are the new FCPA according to DAG Lisa Monaco At a recent New York City Bar Association event, Deputy Attorney General Lisa Monaco emphasized the Department of Justice?... May 4, 2022 Articles & Books Best practices for conducting compliance risk assessments Davis Polk partners Dan Kahn and Tatiana Martins and counsel Jordan Leigh Smith have authored the “Best practices for co... March 31, 2022 Client Update DOJ announces compliance certifications to be considered as part of corporate criminal resolutions In a pair of speeches last week, the Assistant Attorney General of DOJ’s Criminal Division emphasized its focus on compl... March 22, 2022 Client Update SEC proposes climate disclosure regime The long-expected but controversial proposal would require disclosure of climate-related risks, greenhouse gas emissions a... March 16, 2022 Articles & Books Getting the Deal Through: Financial Services Compliance 2022 Davis Polk partner Zach Zweihorn was the contributing editor for the 2022 edition of Getting the Deal Through: Financial S... March 14, 2022 Client Update SEC outlines new cybersecurity disclosure mandates Proposed rules would require cybersecurity incident and risk management disclosures and may compound compliance costs and ... February 24, 2022 Client Update SEC proposes expanded cyber oversight after Gensler signals more on the way The SEC proposed new cybersecurity rules for investment advisers and investment companies that would require policies and ... February 18, 2022 Client Update Federal court finds company broadly waived privilege by disclosing investigation findings to DOJ A recent District of New Jersey ruling in the case involving alleged FCPA violations by two former Cognizant executives de... Load More
May 25, 2022 Client Update Fifth Circuit holds the SEC’s administrative adjudications to be unconstitutional On May 18, the U.S. Court of Appeals for the Fifth Circuit ruled that the SEC’s administrative proceedings are unconstit...
May 10, 2022 Client Update CFPB invokes “dormant” authority to examine wide range of companies that pose risks to consumers The CFPB plans to use its authority to examine any company providing consumer financial products or services that the CFPB...
May 9, 2022 Client Update Sanctions are the new FCPA according to DAG Lisa Monaco At a recent New York City Bar Association event, Deputy Attorney General Lisa Monaco emphasized the Department of Justice?...
May 4, 2022 Articles & Books Best practices for conducting compliance risk assessments Davis Polk partners Dan Kahn and Tatiana Martins and counsel Jordan Leigh Smith have authored the “Best practices for co...
March 31, 2022 Client Update DOJ announces compliance certifications to be considered as part of corporate criminal resolutions In a pair of speeches last week, the Assistant Attorney General of DOJ’s Criminal Division emphasized its focus on compl...
March 22, 2022 Client Update SEC proposes climate disclosure regime The long-expected but controversial proposal would require disclosure of climate-related risks, greenhouse gas emissions a...
March 16, 2022 Articles & Books Getting the Deal Through: Financial Services Compliance 2022 Davis Polk partner Zach Zweihorn was the contributing editor for the 2022 edition of Getting the Deal Through: Financial S...
March 14, 2022 Client Update SEC outlines new cybersecurity disclosure mandates Proposed rules would require cybersecurity incident and risk management disclosures and may compound compliance costs and ...
February 24, 2022 Client Update SEC proposes expanded cyber oversight after Gensler signals more on the way The SEC proposed new cybersecurity rules for investment advisers and investment companies that would require policies and ...
February 18, 2022 Client Update Federal court finds company broadly waived privilege by disclosing investigation findings to DOJ A recent District of New Jersey ruling in the case involving alleged FCPA violations by two former Cognizant executives de...