Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 8, 2024 Webinar Recent developments: U.S. sanctions and AML regulation and enforcement Please join us for a discussion on some of this year’s key enforcement trends and policy and regulatory developments in ... July 25, 2024 Client Update Compliance remains a key protection for firms to avoid Olympics-related FCPA violations With the 2024 Olympics kicking off later this month in Paris, companies should be aware of potential heightened risk and s... July 24, 2024 Client Update Mixed result for SEC in cyber disclosure case against SolarWinds and its CISO A court rendered a mixed result in the SEC’s SolarWinds litigation. The court declined to dismiss the SEC’s claims tha... July 3, 2024 Client Update Supreme Court requires agencies to bring fraud claims and other common law claims in federal court In SEC v. Jarkesy, the Supreme Court held that the SEC must bring fraud claims seeking penalties in federal court instead ... June 10, 2024 Articles & Books Best practices for conducting a compliance risk assessment Davis Polk partners Dan Kahn and Tatiana Martins, counsel Jordan Leigh Smith and associate Maria Morris authored “Best p... June 5, 2024 Articles & Books DOJ disclosure and whistleblower programs demand ‘prudent’ companies adopt an effective internal investigations strategy Davis Polk counsel Bill Hochul authored “DOJ disclosure and whistleblower programs demand ‘prudent’ companies adopt ... May 24, 2024 Client Update SEC & CFTC Enforcement Update In April 2024, the SEC filed 21 actions and the CFTC filed 1, against a combined total of 31 defendants and respondents. (... May 22, 2024 Client Update SEC expands cybersecurity requirements of Regulation S-P, the “Safeguards Rule” The SEC expanded the scope of the Safeguards Rule, which already required broker-dealers, investment advisers and investme... April 24, 2024 Client Update DOJ announces new individual disclosure program The DOJ Criminal Division announced a new individual self-disclosure pilot program designed to “up the ante” on compan... March 25, 2024 Webinar 2024 FCPA review and outlook: Anti-corruption developments and trends We review key developments in anti-corruption and FCPA enforcement and look ahead at what to expect for the rest of the ye... Load More
August 8, 2024 Webinar Recent developments: U.S. sanctions and AML regulation and enforcement Please join us for a discussion on some of this year’s key enforcement trends and policy and regulatory developments in ...
July 25, 2024 Client Update Compliance remains a key protection for firms to avoid Olympics-related FCPA violations With the 2024 Olympics kicking off later this month in Paris, companies should be aware of potential heightened risk and s...
July 24, 2024 Client Update Mixed result for SEC in cyber disclosure case against SolarWinds and its CISO A court rendered a mixed result in the SEC’s SolarWinds litigation. The court declined to dismiss the SEC’s claims tha...
July 3, 2024 Client Update Supreme Court requires agencies to bring fraud claims and other common law claims in federal court In SEC v. Jarkesy, the Supreme Court held that the SEC must bring fraud claims seeking penalties in federal court instead ...
June 10, 2024 Articles & Books Best practices for conducting a compliance risk assessment Davis Polk partners Dan Kahn and Tatiana Martins, counsel Jordan Leigh Smith and associate Maria Morris authored “Best p...
June 5, 2024 Articles & Books DOJ disclosure and whistleblower programs demand ‘prudent’ companies adopt an effective internal investigations strategy Davis Polk counsel Bill Hochul authored “DOJ disclosure and whistleblower programs demand ‘prudent’ companies adopt ...
May 24, 2024 Client Update SEC & CFTC Enforcement Update In April 2024, the SEC filed 21 actions and the CFTC filed 1, against a combined total of 31 defendants and respondents. (...
May 22, 2024 Client Update SEC expands cybersecurity requirements of Regulation S-P, the “Safeguards Rule” The SEC expanded the scope of the Safeguards Rule, which already required broker-dealers, investment advisers and investme...
April 24, 2024 Client Update DOJ announces new individual disclosure program The DOJ Criminal Division announced a new individual self-disclosure pilot program designed to “up the ante” on compan...
March 25, 2024 Webinar 2024 FCPA review and outlook: Anti-corruption developments and trends We review key developments in anti-corruption and FCPA enforcement and look ahead at what to expect for the rest of the ye...