A federal district court decision involving alleged Regulation FD violations highlighted analysis of key elements governing the regulation relating to whether information is material and ...
Webinar
1.0 CA - General; NY - Professional Practice / Practice Management
Davis Polk’s webinar discusses Deputy Attorney General Lisa Monaco’s September 15, 2022 speech and memorandum on DOJ’s new corporate criminal enforcement guidance. Topics include:In...
On September 15, 2022, Deputy Attorney General Lisa Monaco provided additional guidance around DOJ’s corporate criminal enforcement. In a speech and accompanying memorandum, the DAG rei...
Webinar
1.0 CA - General; NY - Professional Practice / Practice Management
Our webinar reviews key developments from the first half of 2022 and the outlook for the second half in anti-corruption and FCPA enforcement and related areas. Topics include:Notable DOJ ...
Last week, the SEC announced charges against Tenaris for violating the FCPA. The resolution, which included a payment of $78 million, is yet another follow-on case involving the Brazilian...
On May 18, the U.S. Court of Appeals for the Fifth Circuit ruled that the SEC’s administrative proceedings are unconstitutional on three independent grounds. The decision could potenti...
At a recent New York City Bar Association event, Deputy Attorney General Lisa Monaco emphasized the Department of Justice’s focus on sanctions evasion and export control violations as k...
In a pair of speeches last week, the Assistant Attorney General of DOJ’s Criminal Division emphasized its focus on compliance and announced that he has instructed his prosecutors to con...
The SEC proposed new cybersecurity rules for investment advisers and investment companies that would require policies and procedures, annual reviews, reporting to the SEC, disclosures to ...
