Rules and Regulations

  • Proposed Amendments to the Volcker Rule

Industry Update

  • SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resiliency Practices
  • SEC Commissioner Hester M. Peirce Delivers Speech Detailing Her Token Safe Harbor Proposal

This communication, which we believe may be of interest to our clients and friends of the firm, is for general information only. It is not a full analysis of the matters presented and should not be relied upon as legal advice. This may be considered attorney advertising in some jurisdictions. Please refer to the firm's privacy notice for further details.