Sarah E. Kim
Lawyers
Provides regulatory and compliance advice to investment managers in connection with their ongoing operations and investment activities.
Sarah provides regulatory and compliance advice to investment managers in connection with their ongoing operations and investment activities, including compliance with the Investment Advisers Act and Investment Company Act. She also advises corporations, banks, insurance companies and other financial institutions regarding exemptions under the Investment Company Act and Investment Advisers Act.
She served as a contributing editor for International Comparative Legal Guide: Public Investment Funds 2021, and co-authored the “USA” chapter.
Experience
Recent Work
- Slide Insurance Holdings $408 million IPO
- Ventas $500 million senior notes offering
- Birkenstock $845 million secondary offering and $200 million share repurchase
- NatWest Group $1.55 billion senior notes offering
- Avolta €500 million notes offering
- Equinix €1.5 billion green bond offering
- Japan Finance Organization for Municipalities $1 billion takedown offering
- Automatic Data Processing $1 billion notes offering
- Morgan Stanley €4 billion senior notes offering
- Morgan Stanley $8 billion senior notes offering
- Diageo $1.5 billion notes offering
- Paychex $4.2 billion senior notes offering
- SMFG $1.25 billion perpetual subordinated notes offering and tender offers
- AMD $1.5 billion senior notes offering
- Mastercard $1.25 billion senior notes offering
- Arcos Dorados $600 million senior notes offering and cash tender offer
Insights
Education
J.D., Harvard Law School
- cum laude
B.A., History, Yale University
Prior experience
- Senior Counsel, PNC Asset Management Group, PNC Bank, 2013-2015
- Regional Legal Counsel, Citi Private Bank, Citibank, Hong Kong Branch, 2002-2013
Qualifications and admissions
- State of New York