Sarah E. Kim
Lawyers
Provides regulatory and compliance advice to investment managers in connection with their ongoing operations and investment activities.
Sarah provides regulatory and compliance advice to investment managers in connection with their ongoing operations and investment activities, including compliance with the Investment Advisers Act and Investment Company Act. She also advises corporations, banks, insurance companies and other financial institutions regarding exemptions under the Investment Company Act and Investment Advisers Act.
She served as a contributing editor for International Comparative Legal Guide: Public Investment Funds 2021, and co-authored the “USA” chapter.
Experience
Recent Work
- Mastercard $3 billion senior notes offering
- YXT.COM $25 million IPO
- Banco Santander $3.75 billion notes offering
- XP $500 million senior notes offering and concurrent tender offer
- Applied Materials $700 million senior notes offering
- Trinity Industries $200 million senior notes offering
- CK Hutchison Holdings $2 billion notes offering
- Baicha Baidao HK$2.6 billion IPO
- Avolta €500 million notes offering and cash tender offer
- Morgan Stanley $8 billion senior notes offering
- Galaxy C$169.4 million offering of ordinary shares
- Adagene $100 million at-the-market offering
- LianLian DigiTech HK$657 million IPO
- Galderma Group CHF2.3 billion ($2.6 billion) IPO
- Auna $360 million U.S. IPO
- Morgan Stanley €5 billion senior notes offering
Insights
Education
J.D., Harvard Law School
- cum laude
B.A., History and Dramatic Art, Yale University
Prior experience
- Senior Counsel, PNC Asset Management Group, PNC Bank, 2013-2015
- Regional Legal Counsel, Citi Private Bank, Citibank, Hong Kong Branch, 2002-2013
Qualifications and admissions
- State of New York