Sarah E. Kim
Lawyers
Provides regulatory and compliance advice to investment managers in connection with their ongoing operations and investment activities.
Sarah provides regulatory and compliance advice to investment managers in connection with their ongoing operations and investment activities, including compliance with the Investment Advisers Act and Investment Company Act. She also advises corporations, banks, insurance companies and other financial institutions regarding exemptions under the Investment Company Act and Investment Advisers Act.
She served as a contributing editor for International Comparative Legal Guide: Public Investment Funds 2021, and co-authored the “USA” chapter.
Experience
Recent Work
- Morgan Stanley Private Bank $6 billion senior notes offering
- Cosan R$10.5 billion equity offerings
- Novartis $6 billion notes offering
- Canadian National Railway $700 million notes offering
- Strive $200 million preferred stock IPO
- Morgan Stanley €4.5 billion senior notes offering
- Galaxy $1.3 billion exchangeable senior notes offering
- CSX $300 million senior notes reopening
- NextVision Stabilized Systems NIS 1.4 billion stock offering
- Morgan Stanley $8 billion senior notes offering
- Upgrade Series G equity financing
- Oruka Therapeutics $180 million private placement
- GenFleet Therapeutics HK$1.82 billion IPO
- Baldwin Group $1.006 billion credit facilities financing
- Strive Nasdaq listing and $450 million at-the-market offering
- Webster Financial $350 million subordinated notes offering
Insights
Recognition
IFLR1000 – Financial and Corporate, United States
Education
J.D., Harvard Law School
- cum laude
B.A., History, Yale University
Prior experience
- Senior Counsel, PNC Asset Management Group, PNC Bank, 2013-2015
- Regional Legal Counsel, Citi Private Bank, Citibank, Hong Kong Branch, 2002-2013
Qualifications and admissions
- State of New York