Sarah E. Kim
Lawyers
Provides regulatory and compliance advice to investment managers in connection with their ongoing operations and investment activities.
Sarah provides regulatory and compliance advice to investment managers in connection with their ongoing operations and investment activities, including compliance with the Investment Advisers Act and Investment Company Act. She also advises corporations, banks, insurance companies and other financial institutions regarding exemptions under the Investment Company Act and Investment Advisers Act.
She served as a contributing editor for International Comparative Legal Guide: Public Investment Funds 2021, and co-authored the “USA” chapter.
Experience highlights
Recent Representations
- Baker Hughes $1.25 billion notes offering
- Galaxy Digital $500 million exchangeable senior notes offering
- Arco Platform $150 million convertible senior notes offering
- Stewart Information Services $450 million senior notes offering
- Crescera Capital Acquisition $201 million IPO
- Banco Santander renovation of $25 billion U.S. commercial paper program
- Banco Santander $1 billion Tier 2 notes offering
- SiTime $518 million follow-on offering
- ForgeRock $316 million IPO
- Morgan Stanley €1.75 billion senior notes offering
- Banco Santander (Brasil) spinoff and Nasdaq listing of Getnet
- Kosmos Energy acquisition finance
- Morgan Stanley $1.3 billion preferred stock offering
- Morgan Stanley $5 billion senior notes offering
- Abbisko HK$1.7 billion IPO
- RXR Realty $75 million construction loan for mixed-use tower in the Bronx
Insights
Education
J.D., Harvard Law School
- cum laude
B.A., History, Yale University
Professional history
- Counsel, Davis Polk, 2015-present
- Senior Counsel, PNC Asset Management Group, PNC Bank, 2013-2015
- Regional Legal Counsel, Citi Private Bank, Citibank, Hong Kong Branch, 2002-2013
- Associate, Davis Polk, 1996-2002
Qualifications and admissions
- State of New York