Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights July 12, 2019 Client Update Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules On June 21, 2019, the SEC adopted security-based swap (SBS) capital, margin and segregation requirements (the SEC Rules) f... June 21, 2019 Client Update Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations The SEC adopted its long-awaited Regulation Best Interest, establishing new standard of conduct regulations for SEC-regist... May 2, 2019 Client Update Fed Panel Floats New Floater Fallback Language to Address Future Loss of LIBOR LIBOR is expected to be phased out by 2021 but US corporates continue to issue LIBOR-based floating-rate notes (FRNs). Alt... February 20, 2019 Client Update SEC Proposes Expansion of "Testing the Waters" Yesterday the Securities and Exchange Commission proposed a broad expansion of the popular “testing the waters” provis... May 3, 2018 Articles & Books LIBOR Fallbacks in Focus: A Lesson in Unintended Consequences Market participants are undertaking significant work to prepare for a transition away from LIBOR. The recent launch and ... October 11, 2017 Client Update Review of Volcker Rule Comment Letters The Office of the Comptroller of the Currency (the “OCC”) took a first formal step in evaluating how the regulations i... May 8, 2017 Client Update Financial CHOICE Act 2.0 Passes House Financial Services Committee A revised version of the Financial CHOICE Act (commonly referred to as CHOICE Act 2.0) was passed by the House Financial S... March 1, 2017 Client Update DOL Proposes 60-Day Delay of Applicability of Fiduciary Rule Today, March 1, 2017, the Department of Labor (the “DOL”) proposed to delay the applicability date of its fiduciary ru... January 11, 2017 Client Update Federal Reserve’s Final Rule on TLAC, Eligible LTD and Clean Holding Company Requirements The following is the Davis Polk visual memorandum analyzing the Federal Reserve’s final rule on total loss-absorbing cap... November 17, 2016 Client Update The Trump Transition and Possible Directions for Financial Regulatory Reform President-Elect Trump’s transition website promises to “dismantle the Dodd-Frank Act and replace it with new policies ... Load More
July 12, 2019 Client Update Visual Memo: The SEC's Security-Based Swap Capital, Margin and Segregation Rules On June 21, 2019, the SEC adopted security-based swap (SBS) capital, margin and segregation requirements (the SEC Rules) f...
June 21, 2019 Client Update Visual Memorandum: SEC Adopts Regulation Best Interest, Form CRS and Related Advisers Act Interpretations The SEC adopted its long-awaited Regulation Best Interest, establishing new standard of conduct regulations for SEC-regist...
May 2, 2019 Client Update Fed Panel Floats New Floater Fallback Language to Address Future Loss of LIBOR LIBOR is expected to be phased out by 2021 but US corporates continue to issue LIBOR-based floating-rate notes (FRNs). Alt...
February 20, 2019 Client Update SEC Proposes Expansion of "Testing the Waters" Yesterday the Securities and Exchange Commission proposed a broad expansion of the popular “testing the waters” provis...
May 3, 2018 Articles & Books LIBOR Fallbacks in Focus: A Lesson in Unintended Consequences Market participants are undertaking significant work to prepare for a transition away from LIBOR. The recent launch and ...
October 11, 2017 Client Update Review of Volcker Rule Comment Letters The Office of the Comptroller of the Currency (the “OCC”) took a first formal step in evaluating how the regulations i...
May 8, 2017 Client Update Financial CHOICE Act 2.0 Passes House Financial Services Committee A revised version of the Financial CHOICE Act (commonly referred to as CHOICE Act 2.0) was passed by the House Financial S...
March 1, 2017 Client Update DOL Proposes 60-Day Delay of Applicability of Fiduciary Rule Today, March 1, 2017, the Department of Labor (the “DOL”) proposed to delay the applicability date of its fiduciary ru...
January 11, 2017 Client Update Federal Reserve’s Final Rule on TLAC, Eligible LTD and Clean Holding Company Requirements The following is the Davis Polk visual memorandum analyzing the Federal Reserve’s final rule on total loss-absorbing cap...
November 17, 2016 Client Update The Trump Transition and Possible Directions for Financial Regulatory Reform President-Elect Trump’s transition website promises to “dismantle the Dodd-Frank Act and replace it with new policies ...