Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights Post date January 4, 2024 Client Update FSOC 2023 Annual Report: Takeaways and observations The Financial Stability Oversight Council released its 2023 Annual Report, highlighting its 2023 activities, significant f... Post date November 14, 2023 Client Update FSOC revises its nonbank “systemically important financial institution” designation framework The Financial Stability Oversight Council (FSOC) revised its interpretive guidance and analytic framework for FSOC’s aut... Post date September 14, 2023 Client Update U.S. Basel III endgame proposed rule The federal banking agencies’ 1,087-page Basel III endgame proposal, released on July 27 after split votes at both the F... Post date September 5, 2023 Client Update Comparison of the long-term debt proposal to the existing TLAC rule The FDIC, Federal Reserve and OCC have proposed to extend the long-term debt and clean holding company portions of the Fed... Post date August 28, 2023 Articles & Books The March 2023 banking sector turmoil: Policy considerations for the regulation of large banking organizations Davis Polk partner David Portilla authored “The March 2023 banking sector turmoil: Policy considerations for the regulat... See more insights January 11, 2024 Articles & Books Financial regulators contend with M&A and evolving fintech sector Davis Polk partners David Portilla and Gabe Rosenberg authored “Financial regulators contend with M&A and evolving finte... January 8, 2024 Client Update Russia sanctions update: U.S. expands secondary sanctions regime for foreign financial institutions The United States continues to expand sanctions targeting Russia. A new executive order authorizes OFAC to impose secondar... January 4, 2024 Articles & Books What is a broker-dealer? Davis Polk partner Zach Zweihorn co-authored an update to a chapter in the second edition of Broker-Dealer Regulation, “... January 4, 2024 Client Update FSOC 2023 Annual Report: Takeaways and observations The Financial Stability Oversight Council released its 2023 Annual Report, highlighting its 2023 activities, significant f... December 28, 2023 Client Update FinCEN releases final rule on access to beneficial ownership information FinCEN released its long-awaited final rule governing access to the national database of beneficial ownership information.... December 19, 2023 Client Update Updated draft of the Short Selling Regulations 2024 published On 22 November 2023, an updated draft of the Short Selling Regulations 2024 was published. It provides greater detail on t... December 6, 2023 Client Update FinCEN extends Beneficial Ownership Information Reporting deadline for companies created in 2024 FinCEN finalized a rule that gives reporting companies created in 2024 90 days to submit their initial reports to FinCEN. November 30, 2023 Client Update Second Circuit reaffirms application of section 546(e) safe harbor The Second Circuit reaffirmed that the safe harbor of section 546(e) of the Bankruptcy Code protects transfers made in con... November 28, 2023 Client Update FDIC finalizes $16.3 billion special assessment to recover loss from SVB and Signature Bank failures The Federal Deposit Insurance Corporation (FDIC) finalized the special assessment to recoup losses to the Deposit Insuranc... November 27, 2023 Articles & Books Cryptocurrency and other digital asset funds for U.S. investors Davis Polk partner Greg Rowland recently co-authored a chapter in Global Legal Insight’s Blockchain & Cryptocurrency Law... Load More
Post date January 4, 2024 Client Update FSOC 2023 Annual Report: Takeaways and observations The Financial Stability Oversight Council released its 2023 Annual Report, highlighting its 2023 activities, significant f...
Post date November 14, 2023 Client Update FSOC revises its nonbank “systemically important financial institution” designation framework The Financial Stability Oversight Council (FSOC) revised its interpretive guidance and analytic framework for FSOC’s aut...
Post date September 14, 2023 Client Update U.S. Basel III endgame proposed rule The federal banking agencies’ 1,087-page Basel III endgame proposal, released on July 27 after split votes at both the F...
Post date September 5, 2023 Client Update Comparison of the long-term debt proposal to the existing TLAC rule The FDIC, Federal Reserve and OCC have proposed to extend the long-term debt and clean holding company portions of the Fed...
Post date August 28, 2023 Articles & Books The March 2023 banking sector turmoil: Policy considerations for the regulation of large banking organizations Davis Polk partner David Portilla authored “The March 2023 banking sector turmoil: Policy considerations for the regulat...
January 11, 2024 Articles & Books Financial regulators contend with M&A and evolving fintech sector Davis Polk partners David Portilla and Gabe Rosenberg authored “Financial regulators contend with M&A and evolving finte...
January 8, 2024 Client Update Russia sanctions update: U.S. expands secondary sanctions regime for foreign financial institutions The United States continues to expand sanctions targeting Russia. A new executive order authorizes OFAC to impose secondar...
January 4, 2024 Articles & Books What is a broker-dealer? Davis Polk partner Zach Zweihorn co-authored an update to a chapter in the second edition of Broker-Dealer Regulation, “...
January 4, 2024 Client Update FSOC 2023 Annual Report: Takeaways and observations The Financial Stability Oversight Council released its 2023 Annual Report, highlighting its 2023 activities, significant f...
December 28, 2023 Client Update FinCEN releases final rule on access to beneficial ownership information FinCEN released its long-awaited final rule governing access to the national database of beneficial ownership information....
December 19, 2023 Client Update Updated draft of the Short Selling Regulations 2024 published On 22 November 2023, an updated draft of the Short Selling Regulations 2024 was published. It provides greater detail on t...
December 6, 2023 Client Update FinCEN extends Beneficial Ownership Information Reporting deadline for companies created in 2024 FinCEN finalized a rule that gives reporting companies created in 2024 90 days to submit their initial reports to FinCEN.
November 30, 2023 Client Update Second Circuit reaffirms application of section 546(e) safe harbor The Second Circuit reaffirmed that the safe harbor of section 546(e) of the Bankruptcy Code protects transfers made in con...
November 28, 2023 Client Update FDIC finalizes $16.3 billion special assessment to recover loss from SVB and Signature Bank failures The Federal Deposit Insurance Corporation (FDIC) finalized the special assessment to recoup losses to the Deposit Insuranc...
November 27, 2023 Articles & Books Cryptocurrency and other digital asset funds for U.S. investors Davis Polk partner Greg Rowland recently co-authored a chapter in Global Legal Insight’s Blockchain & Cryptocurrency Law...