Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 20, 2021 Client Update Carlin speech signals DOJ white collar enforcement priorities In a recent speech, PADAG John Carlin previewed DOJ’s refocused corporate enforcement efforts and priorities. He addressed a… October 20, 2021 Client Update OFAC publishes sanctions compliance guidance for the virtual currency industry A new OFAC guidance document sets out U.S. sanctions compliance requirements for the virtual currency industry and… October 15, 2021 Client Update FSB final report on money market fund reform The Financial Stability Board this week published a final report recommending policy reforms to enhance the resilience of… September 29, 2021 Client Update Know your fintech: Banking agencies issue guide on conducting fintech due diligence The Federal Reserve, FDIC and OCC jointly issued a due diligence guide for community banks for assessing potential… September 29, 2021 Client Update Bank relationships with fintechs Federal banking regulators continue to signal their attention to banks’ relationships with third parties, and particularly… September 22, 2021 Client Update Davis Polk Financial Services Regulatory Reform Tool – Fall Focus Edition Financial services regulatory reform continues to be active in 2021, with the Biden Administration focused on activity at… September 20, 2021 Client Update It’s all fun and games: SEC requests information on digital engagement practices The SEC has issued a broad request for information and public comment on the use of “digital engagement practices” and… August 20, 2021 Client Update Proposed interagency guidance on risk management of third-party relationships The Federal Reserve, FDIC and OCC jointly issued proposed guidance on banking organizations’ risk management of third-party… August 17, 2021 Client Update G30 publishes report on recommendations for Treasury market reform The Group of Thirty (G30) has published a report analyzing weaknesses in the U.S. Treasury market and setting out… August 17, 2021 Client Update FinCEN and CFTC assess $100 million penalty on cryptocurrency derivatives exchange The CFTC and FinCEN recently announced a settlement with BitMEX for $100 million to resolve an enforcement action related to… Load More
October 20, 2021 Client Update Carlin speech signals DOJ white collar enforcement priorities In a recent speech, PADAG John Carlin previewed DOJ’s refocused corporate enforcement efforts and priorities. He addressed a…
October 20, 2021 Client Update OFAC publishes sanctions compliance guidance for the virtual currency industry A new OFAC guidance document sets out U.S. sanctions compliance requirements for the virtual currency industry and…
October 15, 2021 Client Update FSB final report on money market fund reform The Financial Stability Board this week published a final report recommending policy reforms to enhance the resilience of…
September 29, 2021 Client Update Know your fintech: Banking agencies issue guide on conducting fintech due diligence The Federal Reserve, FDIC and OCC jointly issued a due diligence guide for community banks for assessing potential…
September 29, 2021 Client Update Bank relationships with fintechs Federal banking regulators continue to signal their attention to banks’ relationships with third parties, and particularly…
September 22, 2021 Client Update Davis Polk Financial Services Regulatory Reform Tool – Fall Focus Edition Financial services regulatory reform continues to be active in 2021, with the Biden Administration focused on activity at…
September 20, 2021 Client Update It’s all fun and games: SEC requests information on digital engagement practices The SEC has issued a broad request for information and public comment on the use of “digital engagement practices” and…
August 20, 2021 Client Update Proposed interagency guidance on risk management of third-party relationships The Federal Reserve, FDIC and OCC jointly issued proposed guidance on banking organizations’ risk management of third-party…
August 17, 2021 Client Update G30 publishes report on recommendations for Treasury market reform The Group of Thirty (G30) has published a report analyzing weaknesses in the U.S. Treasury market and setting out…
August 17, 2021 Client Update FinCEN and CFTC assess $100 million penalty on cryptocurrency derivatives exchange The CFTC and FinCEN recently announced a settlement with BitMEX for $100 million to resolve an enforcement action related to…