Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights Post date January 26, 2023 Client Update Davis Polk Financial Services Regulatory Reform Tool – Winter Forecast Edition 2023 Our Winter Forecast looks at the landscape for financial regulatory reform across a number of regulatory topics and across... Post date September 6, 2022 Client Update Climate Regulatory Reform and the U.S. Financial Services Sector – Fall Focus Edition Addressing climate change is one of the highest priorities of the Biden Administration, and recent legislation in the Unit... Post date February 3, 2022 Client Update U.S. Digital Asset Regulatory Reform Consensus has emerged among policymakers, regulators and the industry on the need for sound regulation of digital assets t... See more insights May 25, 2023 Client Update Hong Kong SFC’s disciplinary action scrutinized by SFAT In a recent determination, the Securities and Futures Appeals Tribunal reviewed the handling of disciplinary proceedings b... May 19, 2023 Articles & Books Anti-money laundering/Countering the financing of terrorism Davis Polk partner Dan Stipano and associates Kendall Howell and Charles Marshall Wilson authored “Anti-money laundering... May 10, 2023 Client Update NY Attorney General seeks broad authority over digital assets The NY Attorney General is seeking legislation that would significantly expand the state’s reach over digital assets and... May 8, 2023 Client Update Treasury Department publishes its first de-risking strategy Treasury’s de-risking strategy breaks no new ground and downplays the government’s role in driving financial instituti... May 2, 2023 Client Update FSOC revisits its nonbank "systemically important financial institution" designation framework The Financial Stability Oversight Council unanimously approved two proposals for public comment regarding FSOC’s authori... May 1, 2023 Client Update Federal Reserve and FDIC reports—Next steps The Federal Reserve and the FDIC reports on their supervision of Silicon Valley Bank and Signature Bank provide insight in... April 26, 2023 Client Update Hong Kong Court of Appeal reverses decision holding AML no consent regime unconstitutional The Hong Kong Court of Appeal has reversed a lower court decision holding the Hong Kong Police’s no consent regime in re... April 25, 2023 Client Update SEC says earliest deadline for companies to adopt a NYSE/Nasdaq clawback policy is August 2023 The SEC extended the deadline for the effective date of the NYSE and Nasdaq listing standards on the clawback rule mandate... March 31, 2023 Client Update FinCEN releases initial beneficial ownership information reporting guidance FinCEN issued guidance to help the small business community understand the beneficial ownership information reporting rule... March 28, 2023 Client Update China announces new initiatives in combating workplace sexual harassment There have been two significant developments in China in 2023 focused on combating workplace sexual harassment (a) the rev... Load More
Post date January 26, 2023 Client Update Davis Polk Financial Services Regulatory Reform Tool – Winter Forecast Edition 2023 Our Winter Forecast looks at the landscape for financial regulatory reform across a number of regulatory topics and across...
Post date September 6, 2022 Client Update Climate Regulatory Reform and the U.S. Financial Services Sector – Fall Focus Edition Addressing climate change is one of the highest priorities of the Biden Administration, and recent legislation in the Unit...
Post date February 3, 2022 Client Update U.S. Digital Asset Regulatory Reform Consensus has emerged among policymakers, regulators and the industry on the need for sound regulation of digital assets t...
May 25, 2023 Client Update Hong Kong SFC’s disciplinary action scrutinized by SFAT In a recent determination, the Securities and Futures Appeals Tribunal reviewed the handling of disciplinary proceedings b...
May 19, 2023 Articles & Books Anti-money laundering/Countering the financing of terrorism Davis Polk partner Dan Stipano and associates Kendall Howell and Charles Marshall Wilson authored “Anti-money laundering...
May 10, 2023 Client Update NY Attorney General seeks broad authority over digital assets The NY Attorney General is seeking legislation that would significantly expand the state’s reach over digital assets and...
May 8, 2023 Client Update Treasury Department publishes its first de-risking strategy Treasury’s de-risking strategy breaks no new ground and downplays the government’s role in driving financial instituti...
May 2, 2023 Client Update FSOC revisits its nonbank "systemically important financial institution" designation framework The Financial Stability Oversight Council unanimously approved two proposals for public comment regarding FSOC’s authori...
May 1, 2023 Client Update Federal Reserve and FDIC reports—Next steps The Federal Reserve and the FDIC reports on their supervision of Silicon Valley Bank and Signature Bank provide insight in...
April 26, 2023 Client Update Hong Kong Court of Appeal reverses decision holding AML no consent regime unconstitutional The Hong Kong Court of Appeal has reversed a lower court decision holding the Hong Kong Police’s no consent regime in re...
April 25, 2023 Client Update SEC says earliest deadline for companies to adopt a NYSE/Nasdaq clawback policy is August 2023 The SEC extended the deadline for the effective date of the NYSE and Nasdaq listing standards on the clawback rule mandate...
March 31, 2023 Client Update FinCEN releases initial beneficial ownership information reporting guidance FinCEN issued guidance to help the small business community understand the beneficial ownership information reporting rule...
March 28, 2023 Client Update China announces new initiatives in combating workplace sexual harassment There have been two significant developments in China in 2023 focused on combating workplace sexual harassment (a) the rev...