Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 17, 2021 Client Update Basel Committee consultation on prudential treatment of cryptoassets Our summary and analysis of the June 2021 Basel Committee consultation on the prudential treatment of cryptoasset exposures. June 14, 2021 Client Update President Biden amends restrictions on connected software applications linked to Chinese companies Executive Order 14034 sets out an updated policy framework to address the risk that connected software applications can be… June 14, 2021 Client Update UK government consults on powers to block listings on national security grounds The UK government has opened a consultation on proposed powers to allow it to block listings that raise national security… June 7, 2021 Client Update President Biden resets sanctions targeting U.S. investment in companies linked to China’s military On June 3, 2021, President Biden issued Executive Order 14032, which effectively rescinds and replaces the sanctions put… June 10, 2021 Webinar SEC risk alert on compliance issues related to suspicious activity monitoring and reporting at broker-dealers Davis Polk's webinar on the SEC’s renewed focus on deficiencies in monitoring and reporting suspicious activities by… May 25, 2021 Client Update Private sector implications of Biden’s Executive Order on Climate-Related Financial Risk The Executive Order on Climate-Related Financial Risk is the latest significant step by the Biden Administration to analyze… April 14, 2021 Client Update SEC continues focus on broker-dealer anti-money laundering compliance The Securities and Exchange Commission’s (SEC) Division of Examinations (the Staff) recently issued a risk alert reminding… March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financial… May 17, 2021 Client Update Broker-dealer assessed $1.5 million penalty for suspicious activity reporting violations relating to cyber intrusions The Securities and Exchange Commission’s recent case against a registered broker-dealer for not filing Suspicious Activity… May 17, 2021 Webinar Fireside chat with NYDFS cyber chief Davis Polk partner Robert Cohen hosts Justin Herring, the New York Department of Financial Services Executive Deputy… Load More
June 17, 2021 Client Update Basel Committee consultation on prudential treatment of cryptoassets Our summary and analysis of the June 2021 Basel Committee consultation on the prudential treatment of cryptoasset exposures.
June 14, 2021 Client Update President Biden amends restrictions on connected software applications linked to Chinese companies Executive Order 14034 sets out an updated policy framework to address the risk that connected software applications can be…
June 14, 2021 Client Update UK government consults on powers to block listings on national security grounds The UK government has opened a consultation on proposed powers to allow it to block listings that raise national security…
June 7, 2021 Client Update President Biden resets sanctions targeting U.S. investment in companies linked to China’s military On June 3, 2021, President Biden issued Executive Order 14032, which effectively rescinds and replaces the sanctions put…
June 10, 2021 Webinar SEC risk alert on compliance issues related to suspicious activity monitoring and reporting at broker-dealers Davis Polk's webinar on the SEC’s renewed focus on deficiencies in monitoring and reporting suspicious activities by…
May 25, 2021 Client Update Private sector implications of Biden’s Executive Order on Climate-Related Financial Risk The Executive Order on Climate-Related Financial Risk is the latest significant step by the Biden Administration to analyze…
April 14, 2021 Client Update SEC continues focus on broker-dealer anti-money laundering compliance The Securities and Exchange Commission’s (SEC) Division of Examinations (the Staff) recently issued a risk alert reminding…
March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financial…
May 17, 2021 Client Update Broker-dealer assessed $1.5 million penalty for suspicious activity reporting violations relating to cyber intrusions The Securities and Exchange Commission’s recent case against a registered broker-dealer for not filing Suspicious Activity…
May 17, 2021 Webinar Fireside chat with NYDFS cyber chief Davis Polk partner Robert Cohen hosts Justin Herring, the New York Department of Financial Services Executive Deputy…