Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights February 27, 2023 Client Update NYSE and Nasdaq release clawback rule proposal On February 22, 2023, the NYSE and Nasdaq released their respective versions of a proposed rule that implements the SEC’... February 21, 2023 Client Update Updated UK share capital management guidelines The Investment Association, the trade body for UK investment managers, has published updated guidelines setting out the ex... February 17, 2023 Client Update SEC adopts T+1 settlement effective May 2024 The final rule shortens the settlement cycle to one business day for most securities transactions, effective May 28, 2024. February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that... February 14, 2023 Client Update When gaming runs afoul of disclosure controls and whistleblower rights Activision Blizzard agreed to pay $35 million to settle SEC charges that it violated disclosure controls and whistleblower... February 13, 2023 Client Update SEC Staff issues interpretations regarding the “pay versus performance” disclosure rule On February 10, 2023, the SEC Staff issued a set of Compliance & Disclosure Interpretations (C&DIs) regarding the “pay v... January 17, 2023 Client Update Planning for the threat of a U.S. sovereign default The Treasury Department advised Congress last week that the government is expected to reach its debt limit on January 19. ... January 13, 2023 Client Update Going once, going twice: SEC proposes package of equity market structure proposals The SEC has proposed a package of reforms to equity market structure rules that would make significant changes, including ... December 30, 2022 Client Update IRS issues interim guidance on the corporate alternative minimum tax On Tuesday, December 27, 2022, the IRS released a notice that describes proposed regulations that the IRS intends to issue... December 28, 2022 Client Update IRS issues interim guidance on the stock repurchase excise tax On Tuesday, December 27, the IRS released a notice that describes proposed regulations that the IRS intends to issue addre... Load More
February 27, 2023 Client Update NYSE and Nasdaq release clawback rule proposal On February 22, 2023, the NYSE and Nasdaq released their respective versions of a proposed rule that implements the SEC’...
February 21, 2023 Client Update Updated UK share capital management guidelines The Investment Association, the trade body for UK investment managers, has published updated guidelines setting out the ex...
February 17, 2023 Client Update SEC adopts T+1 settlement effective May 2024 The final rule shortens the settlement cycle to one business day for most securities transactions, effective May 28, 2024.
February 14, 2023 Client Update Hong Kong regulatory considerations for fund managers involved in SPAC transactions This client update reviews Hong Kong regulatory requirements applicable to SFC-licensed fund managers and individuals that...
February 14, 2023 Client Update When gaming runs afoul of disclosure controls and whistleblower rights Activision Blizzard agreed to pay $35 million to settle SEC charges that it violated disclosure controls and whistleblower...
February 13, 2023 Client Update SEC Staff issues interpretations regarding the “pay versus performance” disclosure rule On February 10, 2023, the SEC Staff issued a set of Compliance & Disclosure Interpretations (C&DIs) regarding the “pay v...
January 17, 2023 Client Update Planning for the threat of a U.S. sovereign default The Treasury Department advised Congress last week that the government is expected to reach its debt limit on January 19. ...
January 13, 2023 Client Update Going once, going twice: SEC proposes package of equity market structure proposals The SEC has proposed a package of reforms to equity market structure rules that would make significant changes, including ...
December 30, 2022 Client Update IRS issues interim guidance on the corporate alternative minimum tax On Tuesday, December 27, 2022, the IRS released a notice that describes proposed regulations that the IRS intends to issue...
December 28, 2022 Client Update IRS issues interim guidance on the stock repurchase excise tax On Tuesday, December 27, the IRS released a notice that describes proposed regulations that the IRS intends to issue addre...