The CFTC’s Division of Enforcement announced its new cooperation policy for corporate enforcement matters. The advisory seeks to incentivize companies to voluntarily disclose, cooperate...
Davis Polk partner and Washington DC office head Jarrett Arp, partner Tatiana Martins and counsel Caroline Ziser Smith served as editors of Global Competition Review’s Market Review: Ca...
In his first public remarks since becoming Director of the U.S. Securities and Exchange Commission’s Division of Enforcement, David Woodcock outlined his enforcement priorities, includi...
OFAC’s recent “Guidance on Sham Transactions and Sanctions Evasion” suggests heightened due diligence obligations and erodes the “bright line” distinction between ownership and ...
FinCEN and the federal banking agencies released proposed AML/CFT program rules that largely reorganize the compliance requirements that were initially proposed in 2024 and introduce a ne...
The SEC announced its 2025 enforcement results while outlining shifts in its enforcement priorities to focus on fraud, market manipulation and individual accountability.
In his first public remarks since becoming CFTC Director of Enforcement, David Miller outlined his enforcement priorities, which are focused on serious cases implicating fraud, market man...
On March 10, 2026, the Department of Justice announced its first ever Department-wide corporate enforcement policy for all criminal cases. Under the new policy, companies that self-repor...
On February 24, 2026, the U.S. Attorney’s Office for the Southern District of New York announced a new policy to incentivize companies to self-report financial crimes. Companies could b...
