Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights Post date September 14, 2023 Client Update U.S. Basel III endgame proposed rule The federal banking agencies’ 1,087-page Basel III endgame proposal, released on July 27 after split votes at both the F... Post date September 5, 2023 Client Update Comparison of the long-term debt proposal to the existing TLAC rule The FDIC, Federal Reserve and OCC have proposed to extend the long-term debt and clean holding company portions of the Fed... Post date August 28, 2023 Articles & Books The March 2023 banking sector turmoil: Policy considerations for the regulation of large banking organizations Davis Polk partner David Portilla authored “The March 2023 banking sector turmoil: Policy considerations for the regulat... Post date June 26, 2023 Client Update The RECOUP Act passes the Senate Banking Committee As the RECOUP Act advances through Congress, there should be a deeper look at the removal and corporate governance provis... Post date August 14, 2023 Client Update Federal Reserve completes crypto-asset policy sprint The Federal Reserve Board released two supervisory letters: one introducing a program to supervise novel activities and on... See more insights June 28, 2023 Articles & Books The current state of the AML Act, and where we're headed Davis Polk partner Dan Stipano recently authored “The current state of the AML Act, and where we’re headed” in Law36... June 26, 2023 Client Update The RECOUP Act passes the Senate Banking Committee As the RECOUP Act advances through Congress, there should be a deeper look at the removal and corporate governance provis... June 20, 2023 Client Update Hong Kong licensing regime for virtual asset trading platforms comes into force On June 1, 2023, Hong Kong’s licensing regime for virtual asset trading platforms came into force, following the SFC’... June 12, 2023 Client Update Bank risk management of third-party relationships – Final interagency guidance The Federal Reserve, FDIC and OCC released final joint guidance on banking organizations’ management of risks associated... June 10, 2023 Client Update NYSE and Nasdaq delay effective date of clawback rule to October 2, 2023 The NYSE and Nasdaq have amended their proposed listing standards relating to clawbacks to provide that October 2, 2023 wi... June 6, 2023 Client Update U.S. targets entities dealing with Russia and Russia’s architecture, engineering and other sectors In a new round of sanctions, the United States targeted third-country entities doing business with Russia, prohibited the ... May 25, 2023 Client Update Hong Kong SFC’s disciplinary action scrutinized by SFAT In a recent determination, the Securities and Futures Appeals Tribunal reviewed the handling of disciplinary proceedings b... May 19, 2023 Articles & Books Anti-money laundering/Countering the financing of terrorism Davis Polk partner Dan Stipano and associates Kendall Howell and Charles Marshall Wilson authored “Anti-money laundering... May 10, 2023 Client Update NY Attorney General seeks broad authority over digital assets The NY Attorney General is seeking legislation that would significantly expand the state’s reach over digital assets and... May 8, 2023 Client Update Treasury Department publishes its first de-risking strategy Treasury’s de-risking strategy breaks no new ground and downplays the government’s role in driving financial instituti... Load More
Post date September 14, 2023 Client Update U.S. Basel III endgame proposed rule The federal banking agencies’ 1,087-page Basel III endgame proposal, released on July 27 after split votes at both the F...
Post date September 5, 2023 Client Update Comparison of the long-term debt proposal to the existing TLAC rule The FDIC, Federal Reserve and OCC have proposed to extend the long-term debt and clean holding company portions of the Fed...
Post date August 28, 2023 Articles & Books The March 2023 banking sector turmoil: Policy considerations for the regulation of large banking organizations Davis Polk partner David Portilla authored “The March 2023 banking sector turmoil: Policy considerations for the regulat...
Post date June 26, 2023 Client Update The RECOUP Act passes the Senate Banking Committee As the RECOUP Act advances through Congress, there should be a deeper look at the removal and corporate governance provis...
Post date August 14, 2023 Client Update Federal Reserve completes crypto-asset policy sprint The Federal Reserve Board released two supervisory letters: one introducing a program to supervise novel activities and on...
June 28, 2023 Articles & Books The current state of the AML Act, and where we're headed Davis Polk partner Dan Stipano recently authored “The current state of the AML Act, and where we’re headed” in Law36...
June 26, 2023 Client Update The RECOUP Act passes the Senate Banking Committee As the RECOUP Act advances through Congress, there should be a deeper look at the removal and corporate governance provis...
June 20, 2023 Client Update Hong Kong licensing regime for virtual asset trading platforms comes into force On June 1, 2023, Hong Kong’s licensing regime for virtual asset trading platforms came into force, following the SFC’...
June 12, 2023 Client Update Bank risk management of third-party relationships – Final interagency guidance The Federal Reserve, FDIC and OCC released final joint guidance on banking organizations’ management of risks associated...
June 10, 2023 Client Update NYSE and Nasdaq delay effective date of clawback rule to October 2, 2023 The NYSE and Nasdaq have amended their proposed listing standards relating to clawbacks to provide that October 2, 2023 wi...
June 6, 2023 Client Update U.S. targets entities dealing with Russia and Russia’s architecture, engineering and other sectors In a new round of sanctions, the United States targeted third-country entities doing business with Russia, prohibited the ...
May 25, 2023 Client Update Hong Kong SFC’s disciplinary action scrutinized by SFAT In a recent determination, the Securities and Futures Appeals Tribunal reviewed the handling of disciplinary proceedings b...
May 19, 2023 Articles & Books Anti-money laundering/Countering the financing of terrorism Davis Polk partner Dan Stipano and associates Kendall Howell and Charles Marshall Wilson authored “Anti-money laundering...
May 10, 2023 Client Update NY Attorney General seeks broad authority over digital assets The NY Attorney General is seeking legislation that would significantly expand the state’s reach over digital assets and...
May 8, 2023 Client Update Treasury Department publishes its first de-risking strategy Treasury’s de-risking strategy breaks no new ground and downplays the government’s role in driving financial instituti...