Please listen in as Davis Polk partners and co-heads of our White Collar Defense & Investigations group Greg Andres and Martine Beamon speak with our newest white collar partner, Dan…
The New York DFS issued new guidance regarding a covered entity’s reliance on an affiliate’s cybersecurity program. The guidance explains DFS’s view that, when a covered entity relies on an…
Personal Information Protection Law of China (PIPL) came into effect today, containing rules comprehensively regulating personal data processing activities across all industries in and out…
On Thursday, October 28, 2021, Deputy Attorney General Lisa Monaco announced significant changes to the DOJ’s corporate enforcement program during her speech at the ABA's National Institute…
September was the most active month for SEC and CFTC enforcement in the past 12 months – as is typical at the end of the agencies’ fiscal year. The SEC filed 75 actions and the CFTC filed…
In a recent speech, PADAG John Carlin previewed DOJ’s refocused corporate enforcement efforts and priorities. He addressed a variety of topics, including an upcoming review and revision of…
An enforcement action against an alternative data provider for misrepresenting its practices offers lessons both for trading firms that use alternative data and public companies that sell…
The SEC filed three enforcement actions against investment advisers and broker-dealers for cybersecurity deficiencies after the firms experienced incidents that exposed customer and client…
The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy breach when it knew it already had experienced a breach. The action also…
The CFTC and FinCEN recently announced a settlement with BitMEX for $100 million to resolve an enforcement action related to the exchange’s failure to register as a futures commission…
