Amelia T.R. Starr

Rules and RegulationsSEC Modernizes Framework for Registered Fund Valuation PracticesSEC Adopts Modernized Marketing Rule for Investment AdvisersIndustry UpdateOCIE Issues Risk Alert on O...

COVID-19 Update Rules and Regulations SEC Adopts Modernized Marketing Rule for Investment Advisers Industry Update OCIE Issues Risk Alert on Observations from Examinations of I...

Rules and Regulations SEC Simplifies Private Offering Rules Withdrawal of SEC Staff No-Action Letters Related to Rulemaking on Funds of Funds and ETFs Industry Update OCIE Issues Risk ...

Rules and Regulations SEC Simplifies Private Offering Rules   Industry Update OCIE Issues Risk Alert on Observations from Examinations of Investment Advisers with Multiple Branch Offic...

Rules and Regulations SEC Adopts Updated Regulatory Framework for Fund of Funds Arrangements SEC Adopts Modernized Regulatory Framework for Derivatives Use by Registered Funds and Bus...

Rules and Regulations SEC Expands Access to Private Offerings Industry Update OCIE Publishes Risk Alert on Cybersecurity: Safeguarding Client Accounts Against Credential Compromise Li...

Rules and Regulations SEC Expands Access to Private Offerings Industry Update OCIE Publishes Risk Alert on Cybersecurity: Safeguarding Client Accounts Against Credential Compromise Li...

Rules and Regulations SEC Modernizes the Accredited Investor Definition SEC Proposes Amendments to Modernize Fund Shareholder Reports and Disclosures Industry Update OCIE Publishes Ris...

Rules and Regulations SEC Modernizes the Accredited Investor Definition Industry Update OCIE Publishes Risk Alert on Select COVID-19 Compliance Risks and Considerations for Broker-Deal...

Rules and Regulations SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers SEC Adopts Amendments to Exemptive Application Procedures Industry Update SE...