Rules and Regulations
SEC Proposes Amendments to Update Form 13F for Institutional Investment Managers
Industry Update
SEC Issues Supplemental Guidance Concerning Proxy Voting Responsi...
COVID-19 Update
SEC Extends Relief for Virtual Meetings of Registered Fund Boards
Rules and Regulations
SEC’s Division of Investment Management Delivers No-Action Letter to Investmen...
Rules and Regulations
CFTC Adopts a Final Rule Limiting Commodity Pool Operator Registration Exemption
Final Volcker Rule 2.1 – Covered Funds
Industry Update
OCIE Issues Risk Alert o...
COVID-19 Update
SEC Forms Cross-Divisional COVID-19 Market Monitoring Group
Rules and Regulations
SEC Proposes to Modernize Framework for Registered Fund Valuation Practices
Industry ...
COVID-19 Update
SEC Forms Cross-Divisional COVID-19 Market Monitoring Group
Industry Update
Commissioner Elad L. Roisman Delivers Remarks Before the Council of Institutional Investo...
COVID-19 Update
SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs
SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investment...
COVID-19 Update
SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs
SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investm...
COVID-19 Update
SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak
SEC Provides Temporary Additional Flexibility for Registered ...
COVID-19 Update
SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak
CFTC and NFA Provide Temporary Regulatory Relief to Commodity...
Rules and Regulations
Proposed Amendments to the Volcker Rule
SEC Issues Order Granting Exemptive Relief for Multi-Manager Fund Board Approval of Sub-Advisory Agreements Without In-Pe...
