Zachary J. Zweihorn
Mr. Zweihorn is counsel in Davis Polk’s Financial Institutions Group and the trading and markets practice. He advises on a wide range of securities regulatory, compliance and transactional matters, with particular focus on the regulation of broker-dealers and other active securities market participants. His clients include major international banks, broker-dealers, securities exchanges and other financial institutions.
- Thought Leader on Financial Regulation, Davis Polk FinReg Blog, read Mr. Zweihorn's posts
- Counsel, 2015-present
- Associate, 2007-2015
- Washington DC office, 2010-present
- New York office, 2007-2010
Articles and Books
Security-Based Swap Dealers: Preparing for Trade Reporting | Compliance Reporter, Issue 19, September 19, 2016
What is a Broker-Dealer?
Chapter 2 | Broker-Dealer Reg., Rel. #10, 9/16, PLI
Security-Based Swap Dealers: Tackling the Business Conduct Rules | Compliance Reporter, Issue 11, May 30, 2016