Gabe Rosenberg
Counsels the most sophisticated clients on all aspects of financial regulation.
Gabe is a member of our Financial Institutions and Fintech practices. He counsels clients across the financial services, banking and innovation sectors on regulatory issues that matter to their business. This includes helping clients navigate interactions with regulators, implement legislative and regulatory requirements, defend against enforcement actions and advocate for fit-for-purpose regulation.
Clients look to Gabe for his analysis and guidance on the legal and regulatory issues related to novel business proposals. His advanced degree in mathematics enables him to understand clients’ trading, tech and data businesses to provide them with commercial-minded, practical advice.
Gabe is a frequent writer, commentator and lecturer on regulatory issues. He co-edits Regulation of Swaps and Security-Based Swaps in the United States, now in its sixth edition, and has held academic appointments at Yale Law School, the Yale School of Management and UC Berkeley’s Haas School of Business.
Experience
Gabe’s work has included:
- Advising the world’s largest financial institutions on regulatory reform issues
- Representing both established and ad hoc industry groups on issues of key importance, including developing solutions for complex cross-border regulatory regimes and drafting compliance policies and procedures
- Advising several financial institutions on enforcement actions arising from post-crisis financial regulation
- Writing numerous comment letters and other forms of advocacy on key issues, including Total Loss Absorbing Capital and Qualified Financial Contract rules
- Developing the Davis Polk Regulatory Tracker, an online subscription service designed to help market participants, particularly their in-house legal and compliance departments, effectively navigate the changing financial regulation
- Analyzing Dodd-Frank rulemaking progress through the Dodd-Frank Rulemaking Progress Report
- Serving as co-author of numerous academic pieces relating to swap trading and the Volcker Rule
Insights
News
Recognition
Chambers USA – Financial Services Regulation: Banking (Compliance)
IFLR1000 – Financial Services Regulatory, United States, Highly Regarded
Legal 500 U.S. – Financial Services Regulation, Next Generation Partner
Education
- Managing Editor, Yale Journal of Law & Technology
- Articles Editor, Yale Journal on Regulation
- Member, Yale Law Journal
- with distinction
- magna cum laude
- Phi Beta Kappa
Qualifications and admissions
- State of New York