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FinCEN issued its long-awaited proposed rule that would impose AML/CFT obligations on certain investment advisers, such as requirements to implement and maintain an AML/CFT compliance pro...
FinCEN announced its long-awaited proposed rule targeting illicit finance in the real estate sector and, on the same day, Treasury released its 2024 national illicit finance risk assessme...
On February 12, 2024, the United States Patent and Trademark Office issued inventorship guidance for AI-assisted inventions. The guidance follows caselaw establishing that an AI system c...
While scaled back from the original proposal, the final rules expand the scope of firms required to register as dealers as a result of engaging in trading activity that has “the effect?...
The OCC’s proposed changes to its approach to Bank Merger Act applications are a missed opportunity to provide certainty around bank mergers in an uncertain market.
The U.S. Attorney’s Office for the Southern District of New York (SDNY) announced the creation of a Whistleblower Pilot Program applying to individuals who provide information regarding...
On January 24, 2024, the European Commission announced a package of initiatives to strengthen the EU’s economic security, including a series of proposed changes to the EU foreign invest...
The SEC backpedaled on its proposed rules that would have expanded the scope of underwriter liability and included a new safe harbor under the Investment Company Act of 1940. But the fina...
The Federal Trade Commission (FTC) announced revised Hart-Scott-Rodino Act (HSR) reporting thresholds and filing fee amounts, up to a $2.335 million fee for the largest deals. Under the ...