Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy breach… August 17, 2021 Client Update FinCEN and CFTC assess $100 million penalty on cryptocurrency derivatives exchange The CFTC and FinCEN recently announced a settlement with BitMEX for $100 million to resolve an enforcement action related to… July 15, 2021 Client Update SEC charges SPAC, sponsor, target and CEOs for misleading disclosures and inadequate due diligence The SEC continued its recent focus on SPACs by filing charges against both sides of a planned but not yet completed SPAC… July 15, 2021 Webinar Recent developments: U.S. sanctions and AML regulation and enforcement Davis Polk's webinar discusses some of this year’s key enforcement trends and developments in U.S. sanctions, anti-money… June 17, 2021 Client Update SEC enforcement action highlights need for internal communications about cybersecurity problems The SEC filed an enforcement action involving a public company’s cybersecurity disclosure. The action highlights the need… May 25, 2021 Client Update House passes insider trading bill The House of Representatives has passed a bill on a bipartisan basis that would be the first statute directly banning… March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financial… May 17, 2021 Webinar Fireside chat with NYDFS cyber chief Davis Polk partner Robert Cohen hosts Justin Herring, the New York Department of Financial Services Executive Deputy… May 18, 2022 Client Update SEC & CFTC Enforcement Update In this edition of the newsletter, we discuss enforcement developments at the agencies in April 2022. The SEC filed 34… April 8, 2021 Articles & Books A call for greater clarity around SEC cooperation credit Davis Polk partner Robert Cohen and associate Brook Jackling recently authored “A Call for Greater Clarity Around SEC… Load More
August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy breach…
August 17, 2021 Client Update FinCEN and CFTC assess $100 million penalty on cryptocurrency derivatives exchange The CFTC and FinCEN recently announced a settlement with BitMEX for $100 million to resolve an enforcement action related to…
July 15, 2021 Client Update SEC charges SPAC, sponsor, target and CEOs for misleading disclosures and inadequate due diligence The SEC continued its recent focus on SPACs by filing charges against both sides of a planned but not yet completed SPAC…
July 15, 2021 Webinar Recent developments: U.S. sanctions and AML regulation and enforcement Davis Polk's webinar discusses some of this year’s key enforcement trends and developments in U.S. sanctions, anti-money…
June 17, 2021 Client Update SEC enforcement action highlights need for internal communications about cybersecurity problems The SEC filed an enforcement action involving a public company’s cybersecurity disclosure. The action highlights the need…
May 25, 2021 Client Update House passes insider trading bill The House of Representatives has passed a bill on a bipartisan basis that would be the first statute directly banning…
March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financial…
May 17, 2021 Webinar Fireside chat with NYDFS cyber chief Davis Polk partner Robert Cohen hosts Justin Herring, the New York Department of Financial Services Executive Deputy…
May 18, 2022 Client Update SEC & CFTC Enforcement Update In this edition of the newsletter, we discuss enforcement developments at the agencies in April 2022. The SEC filed 34…
April 8, 2021 Articles & Books A call for greater clarity around SEC cooperation credit Davis Polk partner Robert Cohen and associate Brook Jackling recently authored “A Call for Greater Clarity Around SEC…