SEC Proposes Rules Implementing New Exemptions from Advisers Act Registration Under the Dodd-Frank Act
Client Memorandum

Created date


On November 19, 2010, the SEC issued a release (the “Exemptions Release”) proposing rules to implement certain provisions of Title IV of the Dodd-Frank Wall Street Reform and Consumer Protection Act (the “Dodd-Frank Act”) that exempt certain advisers from registration under the Investment Advisers Act of 1940 (the “Advisers Act”).