Sarah E. Kim

COVID-19 Update SEC Division of Investment Management Coronavirus (COVID-19) Response FAQs SEC Provides Temporary, Conditional Relief for Business Development Companies Making Investm...

  Davis Polk partner Gregory Rowland and counsel Sarah Kim served as contributing editors for the third edition of International Comparative Legal Guide: Public Investment Funds 2020. Row...

COVID-19 Update SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak SEC Provides Temporary Additional Flexibility for Registered ...

COVID-19 Update SEC Issues Targeted Regulatory Relief for Advisers and Registered Funds Affected by the Coronavirus Outbreak CFTC and NFA Provide Temporary Regulatory Relief to Commodity...

The SEC provided additional temporary relief to help registered funds manage potential liquidity issues in the current market environment that may be caused by the COVID-19 outbreak. The ...

Rules and Regulations Proposed Amendments to the Volcker Rule SEC Issues Order Granting Exemptive Relief for Multi-Manager Fund Board Approval of Sub-Advisory Agreements Without In-Pe...

Rules and Regulations Proposed Amendments to the Volcker Rule Industry Update SEC Office of Compliance Inspections and Examinations (OCIE) Issues Observations on Cybersecurity and Resi...

Rules and Regulations SEC Proposes to Expand Access to Private Offerings SEC Proposes Rule Changes for Auditor Independence Requirements Industry Update SEC’s National Examination Pr...

Rules and Regulations SEC Proposes to Expand Access to Private Offerings SEC Proposes Rule Changes for Auditor Independence Requirements Industry Update SEC’s National Examinati...

Our client memorandum discusses the key takeaways and main provisions of proposed new Rule 18f-4 under the Investment Company Act of 1940.  According to the proposing release, proposed Ru...