The Delaware Court of Chancery pauses a proposed continuation fund transaction following a sovereign wealth fund’s allegations that the sponsor engineered a conflicted, below-market sal...
In this issue, we discuss, among other things, the SEC Division of Examinations’ exam priorities for 2026, and a recent FINRA enforcement action against a wholesale distributor of inves...
In this issue, we discuss a recent no-action letter relating to the use of state trust companies as permitted custodians for crypto assets under relevant Advisers Act and Investment Compa...
In this issue, we discuss, among other things, the further extension of the compliance date for Form PF amendments, and a recent enforcement action involving alleged violations of the mar...
President Trump’s August 7, 2025 retirement plan Executive Order underscores the administration’s objective to make alternative assets available to defined-contribution plan participa...
