Michael S. Hong Lawyers Partner Investment Management New York michael.hong@davispolk.com +1 212 450 4048 Download address card Print this page Mobile Menu Trigger Full Bio Experience Insights News Filters All practices...Antitrust & CompetitionCapital MarketsCivil LitigationCorporateCorporate GovernanceData Privacy & CybersecurityEnvironmentalExecutive CompensationFinanceFinancial InstitutionsInvestment ManagementLitigationMergers & AcquisitionsPrivate EquityPublic Company Advisory RestructuringTaxWhite Collar Defense & Investigations All industries...Fintech & Cryptocurrency All regions... All insights...Articles & BooksClient Update March 15, 2018 Client Update SEC Announces Self-Reporting Initiative for Rule 12b-1 Fee Disclosures Enforcement Division “Share Class Selection Disclosure Initiative” offers “favorable” settlement terms to advisers who self-report potential violations concerning Rule 12b-1 fees.... Back to top
March 15, 2018 Client Update SEC Announces Self-Reporting Initiative for Rule 12b-1 Fee Disclosures Enforcement Division “Share Class Selection Disclosure Initiative” offers “favorable” settlement terms to advisers who self-report potential violations concerning Rule 12b-1 fees....
