Michael S. Hong Lawyers Partner Investment Management New York michael.hong@davispolk.com +1 212 450 4048 Download address card Print this page Mobile Menu Trigger Full Bio Experience Insights News Filters All practices... Antitrust & Competition Capital Markets Civil Litigation Corporate Corporate Governance Data Privacy & Cybersecurity Environmental Executive Compensation Finance Financial Institutions Investment Management Litigation Mergers & Acquisitions Private Credit Private Equity Private Wealth Public Company Advisory Restructuring Tax White Collar Defense & Investigations All industries... Artificial Intelligence Fintech & Cryptocurrency All regions... All insights... Articles & Books Client Update March 15, 2018 Client Update SEC Announces Self-Reporting Initiative for Rule 12b-1 Fee Disclosures Enforcement Division “Share Class Selection Disclosure Initiative” offers “favorable” settlement terms to advisers who self-report potential violations concerning Rule 12b-1 fees.... Back to top
March 15, 2018 Client Update SEC Announces Self-Reporting Initiative for Rule 12b-1 Fee Disclosures Enforcement Division “Share Class Selection Disclosure Initiative” offers “favorable” settlement terms to advisers who self-report potential violations concerning Rule 12b-1 fees....
