In late December, the SEC proposed changes it said would “streamline and enhance the regulatory framework applicable to funds that invest in other funds.” The proposal would rescind R...
Rules and Regulations
SEC Staff Releases Update to Investment Company Reporting Modernization FAQs
SEC Proposes Rule Changes for Fund of Funds Arrangements
Industry Update
Remarks...
Industry Update
Remarks from Commissioner Peirce before the Crypto Valley Summit
SEC Chairman, Commissioners Deliver Remarks at Proxy Process Roundtable
SEC Public Statement on Digi...
Rules and Regulations
SEC Proposes Simplified Prospectus Summaries for Variable Annuities and Variable Life Insurance Contracts
Industry Update
Blass Remarks at the Independent Dire...
Rules and Regulations
SEC Staff Grants No-Action Relief to the Independent Directors Council Under Rules 10f-3, 17a-7 and 17e-1 Under the Investment Company Act of 1940
Industry Update
...
Industry Update
Director of Division of Investment Management Testifies About Division Oversight
Co-Director of SEC Enforcement Steven Peikin Gives Remarks on Remedies and Relief in SEC ...
Rules and Regulations
SEC Withdraws Two No-Action Letters Ahead of November Roundtable
Industry Update
Statement on Investor Roundtables Regarding Standards of Conduct for Investmen...
Industry Update
SEC Chairman Gives Remarks on Capital Formation
Litigation
Regulators Step Up Enforcement on Crypto Firms
SEC Resolves FCPA Allegations Against U.S.-Based Investme...
Rules and Regulations
SEC Rejects Proposed Rule Change for Bitcoin ETF
Industry Update
Commissioner Hester M. Peirce Reacts to SEC Regulation of Investment Professionals
SEC Launches N...
