Fintech advisory

• Advising an NFT issuer and marketplace on regulatory and compliance issues
• Advising token issuers on regulatory and compliance issues
• Advising a global cryptocurrency trading business on financial regulatory issues
• Advising a loyalty programme operator on the regulatory regime for stored value facilities
• Advising a digital assets exchange on regulatory issues, trading rules and terms and conditions

Regulatory and investigations

• Advising a global investment bank on regulatory investigations arising from certain block trades
• Advising a global investment bank on regulatory investigations arising from sales of financial products
• Advising a global pharamaceutical and life sciences company on internal investigations responding to whistleblower allegations and compliance escalations
• Advising international investment banks in connection with sponsor reviews and SFC audits

Litigation and arbitration

• Advising a Chinese energy company in connection with an HKIAC arbitration arising from disputes among co-investors
• Advising a global investment fund in an HKIAC arbitration, arising from an investment in an entertainment company
• Advising a global investment bank on disputes with a private wealth client
• Advising a leading accounting firm in respect of allegations of audit negligence
• Advising the liquidators of a company in respect of civil disputes and professional disciplinary investigations