In this issue, we discuss, among other things, recent SEC proposals to enhance private fund investor protections and a recent enforcement action involving a private equity fund adviser.
In this issue, we discuss recent SEC proposals relating to Form PF, cybersecurity and requirements for private fund advisers, as well as recent enforcement actions involving “hedge clau...
In this issue, we discuss recent SEC proposals relating to Form PF, cybersecurity and requirements for private fund advisers, as well as recent enforcement actions involving “hedge clau...
The SEC proposed new cybersecurity rules for investment advisers and investment companies that would require policies and procedures, annual reviews, reporting to the SEC, disclosures to ...
The SEC’s proposed new rules and amendments include new requirements related to quarterly statements, private fund audits, adviser-led secondaries, prohibited activities, preferential t...
In this issue, we discuss the SEC’s proposed amendments to Form PF, SEC staff observations regarding Form CRS compliance and examinations of private fund advisers, and a recent enforcem...
In this issue, we discuss the SEC’s proposed amendments to Form PF, SEC staff observations regarding Form CRS compliance and examinations of private fund advisers, and a recent enforcem...
The SEC’s proposed amendments to Form PF include new current reporting requirements for large hedge fund advisers and private equity fund advisers within one business day of certain sig...
A novel insider trading case for trading the stock of a company that the trader did not work for and that was not the target in the M&A transaction has drawn attention for its possible im...
In this issue, we discuss recent remarks by SEC Chair Gary Gensler and SEC Commissioner Hester Peirce regarding regulation of crypto assets. Our update also highlights proposed amendments...
