In this issue, we discuss the SEC’s proposed amendments to Form PF, SEC staff observations regarding Form CRS compliance and examinations of private fund advisers, and a recent enforcem...
In this issue, we discuss the SEC’s proposed amendments to Form PF, SEC staff observations regarding Form CRS compliance and examinations of private fund advisers, and a recent enforcem...
The SEC’s proposed amendments to Form PF include new current reporting requirements for large hedge fund advisers and private equity fund advisers within one business day of certain sig...
A novel insider trading case for trading the stock of a company that the trader did not work for and that was not the target in the M&A transaction has drawn attention for its possible im...
In this issue, we discuss recent remarks by SEC Chair Gary Gensler and SEC Commissioner Hester Peirce regarding regulation of crypto assets. Our update also highlights proposed amendments...
In this issue, we discuss, among other things, recent remarks by SEC Chair Gary Gensler signaling greater scrutiny for the private fund industry. Our update also highlights recent risk al...
In this issue, we discuss, among other things, recent remarks by SEC Chair Gary Gensler signaling greater scrutiny for the private fund industry. Our update also highlights recent risk al...
Chair Gary Gensler signaled once again, and perhaps in the clearest terms to date, his intention to bring greater scrutiny to the private fund industry. During prepared remarks, Chair Ge...
In this issue, we discuss, among other things, recently proposed rule amendments to enhance proxy voting disclosures by investment funds and require disclosure of “say-on-pay” votes b...
