Katherine Swan
Lawyers
Represents companies, financial institutions and individuals in civil and criminal matters.
Kate represents companies, financial institutions and individuals in civil and criminal matters, including investigations of alleged violations of the FCPA, fraud and other financial crimes. She has represented clients in connection with internal investigations, as well as investigations by various governmental authorities, including the U.S. Department of Justice, U.S. Securities and Exchange Commission and the Federal Reserve. Kate also advises clients on anti-corruption compliance, including in connection with corporate transactions.
Experience
Recent Work
- Banking group in AML/BSA investigations
- Global financial institution in AML/BSA investigations
- Certification of telecommunications company’s compliance monitor program
- Academic institutions in congressional inquiries on religious discrimination
- Global telecom company in connection with business in Iraq and Syria
- Foreign Service Officer’s testimony in the 2019 impeachment inquiry
- Financial institution CEO in congressional testimony
- Independent assessment of a university’s review of endowment-related accounting
- Senior government officials in congressional investigations of the 2016 election
Education
J.D., Georgetown University Law Center
- magna cum laude
B.A., English, College of William & Mary
- cum laude
Qualifications and admissions
- District of Columbia
- State of New York
- U.S. Court of Appeals, Second Circuit
- U.S. District Court, E.D. New York
- U.S. District Court, S.D. New York