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Lawyers

Bo Huang

Lawyers

Advises corporate and individual clients in U.S. and Hong Kong regulatory investigations, compliance and contentious matters, focusing on securities law violations, cross-border enforcement, and disputes arising from investment and corporate transactions.

Bo advises financial institutions, listed companies, multinational corporations, and individuals on regulatory and internal investigations of alleged U.S. and Hong Kong securities law violations. He represents financial institutions, investment funds, and individuals in arbitrations arising from investment disputes. He also advises on licensing matters and fintech regulations.

Experience

Regulatory Investigations
  • Representing two international investment banks in connection with Hong Kong IPO sponsorship investigations by the SFC
  • Representing an international investment bank in an SFC investigation regarding conflicts of interest in Hong Kong IPOs
  • Representing an international investment bank in an SFC investigation regarding cornerstone independence
  • Representing Hong Kong-listed companies in internal investigations and in SEHK and SFC investigations related to financial disclosure and management misconduct
  • Representing an international investment bank in an SFC investigation regarding sales misconduct
  • Representing the CTO of a technology company in a U.S. SEC investigation into securities trading activities
  • Representing the CEO of a technology company in a U.S. SEC investigation regarding delinquent filings
  • Advising a leading U.S. technology company on an investigation into alleged Foreign Corrupt Practices Act (FCPA) violations in its procurement and marketing operations in China
  • Conducting internal investigations on behalf of a global pharmaceutical company regarding anti-corruption compliance in its China operations
  • Advising international and PRC investment banks on sponsor reviews and SFC audits
  • Advising multiple Chinese technology companies on U.S. sanctions and export control compliance
Contentious Matters
  • Advising an international private equity fund on Hong Kong law disputes related to an investment in a fintech company
  • Representing a U.S.-listed company in a dispute brought by its shareholder arising from a private placement and M&A
  • Handling various arbitrations related to the purchase of investment products, credit agreements, and share subscriptions
Licensing & Fintech
  • Advising clients on complex licensing matters related to cross-border M&As of financial institutions and licensing issues
  • Advising multiple virtual asset platform operators on Hong Kong regulatory compliance and licensing matters
View more experience

Insights

News

Education

J.D., University of Chicago Law School
  • with honors
LL.B., Tsinghua University

Qualifications and admissions

  • Hong Kong
  • State of New York
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