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In this issue, we discuss, among other things, recently proposed rule amendments to enhance proxy voting disclosures by investment funds and require disclosure of “say-on-pay” votes b...
The FSOC Climate Report views “climate-related financial risk as an emerging threat to the financial stability of the United States.” Here are our 10 key takeaways on a critical step ...
In a recent speech, PADAG John Carlin previewed DOJ’s refocused corporate enforcement efforts and priorities. He addressed a variety of topics, including an upcoming review and revision...
A new OFAC guidance document sets out U.S. sanctions compliance requirements for the virtual currency industry and highlights OFAC’s view of compliance best practices for that industry....
The Financial Stability Board this week published a final report recommending policy reforms to enhance the resilience of money market funds. Regulators in each country must now decide wh...
On 12 October 2021, HM Treasury launched an independent expert review that will make recommendations on improving the UK capital raising process for listed companies. The UK Secondary Cap...
The Chinese authorities recently issued a notice regarding cryptocurrency activities, prohibiting (i) overseas cryptocurrency exchanges from servicing residents in mainland China and (ii)...
A proposed NYSE amendment would eliminate the requirement to include abstentions as “votes cast” against a company’s proposal. Instead, companies would be able to follow their own gov...
Below is our latest report on regulatory developments relating to private equity and investment management. In this issue, we discuss, among other things, recent industry and SEC updates...