Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights Featured insights April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior... April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m... April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd... March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ... March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar... February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app... See more insights June 17, 2021 Client Update Basel Committee consultation on prudential treatment of cryptoassets Our summary and analysis of the June 2021 Basel Committee consultation on the prudential treatment of cryptoasset exposures. June 14, 2021 Client Update President Biden amends restrictions on connected software applications linked to Chinese companies Executive Order 14034 sets out an updated policy framework to address the risk that connected software applications can be... June 14, 2021 Client Update UK government consults on powers to block listings on national security grounds The UK government has opened a consultation on proposed powers to allow it to block listings that raise national security ... June 10, 2021 Webinar SEC risk alert on compliance issues related to suspicious activity monitoring and reporting at broker-dealers Davis Polk’s webinar on the SEC’s renewed focus on deficiencies in monitoring and reporting suspicious activities by f... June 7, 2021 Client Update President Biden resets sanctions targeting U.S. investment in companies linked to China’s military On June 3, 2021, President Biden issued Executive Order 14032, which effectively rescinds and replaces the sanctions put i... May 25, 2021 Client Update Private sector implications of Biden’s Executive Order on Climate-Related Financial Risk The Executive Order on Climate-Related Financial Risk is the latest significant step by the Biden Administration to analyz... May 17, 2021 Client Update Broker-dealer assessed $1.5 million penalty for suspicious activity reporting violations relating to cyber intrusions The Securities and Exchange Commission’s recent case against a registered broker-dealer for not filing Suspicious Activi... May 17, 2021 Webinar Fireside chat with NYDFS cyber chief Davis Polk partner Robert Cohen hosts Justin Herring, the New York Department of Financial Services Executive Deputy Super... May 11, 2021 Client Update Proposed guidelines: Who can have a Federal Reserve master account? The Fed’s recent proposal marks the latest development on one of the most important policy questions for the U.S. financ... May 6, 2021 Client Update FCA consultation on rules for SPACs listing in London On 30 April 2021, the Financial Conduct Authority (FCA) published a consultation paper on proposed changes to the Listing ... Load More
April 27, 2026 Client Update Visual memo: Key changes under the federal banking agencies’ revised model risk management guidance The OCC, Federal Reserve, and FDIC released updated guidance on model risk management, which rescinds and supersedes prior...
April 21, 2026 Client Update OFAC and FinCEN release proposed rule to implement the GENIUS Act FinCEN and OFAC have taken steps to implement the AML/CFT and sanctions compliance obligations under the GENIUS Act, the m...
April 16, 2026 Client Update Visual memo: Anti-money laundering and countering the financing of terrorism program proposed rules This visual memorandum provides a summary and overview of the Department of the Treasury’s proposed rules that would upd...
March 24, 2026 Client Update SEC begins to clarify application of federal securities laws to crypto The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of ...
March 12, 2026 Client Update Federal banking agencies issue guidance on capital treatment of tokenized securities Banking organizations must ensure that a tokenized security confers identical legal rights as its non-tokenized counterpar...
February 23, 2026 Client Update Supervisory appeals: OCC proposed rule vs. FDIC guidelines The Office of the Comptroller of the Currency issued a notice of proposed rulemaking that would change its supervisory app...
June 17, 2021 Client Update Basel Committee consultation on prudential treatment of cryptoassets Our summary and analysis of the June 2021 Basel Committee consultation on the prudential treatment of cryptoasset exposures.
June 14, 2021 Client Update President Biden amends restrictions on connected software applications linked to Chinese companies Executive Order 14034 sets out an updated policy framework to address the risk that connected software applications can be...
June 14, 2021 Client Update UK government consults on powers to block listings on national security grounds The UK government has opened a consultation on proposed powers to allow it to block listings that raise national security ...
June 10, 2021 Webinar SEC risk alert on compliance issues related to suspicious activity monitoring and reporting at broker-dealers Davis Polk’s webinar on the SEC’s renewed focus on deficiencies in monitoring and reporting suspicious activities by f...
June 7, 2021 Client Update President Biden resets sanctions targeting U.S. investment in companies linked to China’s military On June 3, 2021, President Biden issued Executive Order 14032, which effectively rescinds and replaces the sanctions put i...
May 25, 2021 Client Update Private sector implications of Biden’s Executive Order on Climate-Related Financial Risk The Executive Order on Climate-Related Financial Risk is the latest significant step by the Biden Administration to analyz...
May 17, 2021 Client Update Broker-dealer assessed $1.5 million penalty for suspicious activity reporting violations relating to cyber intrusions The Securities and Exchange Commission’s recent case against a registered broker-dealer for not filing Suspicious Activi...
May 17, 2021 Webinar Fireside chat with NYDFS cyber chief Davis Polk partner Robert Cohen hosts Justin Herring, the New York Department of Financial Services Executive Deputy Super...
May 11, 2021 Client Update Proposed guidelines: Who can have a Federal Reserve master account? The Fed’s recent proposal marks the latest development on one of the most important policy questions for the U.S. financ...
May 6, 2021 Client Update FCA consultation on rules for SPACs listing in London On 30 April 2021, the Financial Conduct Authority (FCA) published a consultation paper on proposed changes to the Listing ...