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Securities Enforcement

When dealing with securities enforcement matters, clients depend on our premier team of well-known and highly respected lawyers.

Companies and individuals involved in securities enforcement proceedings appreciate that our lawyers are held in high esteem across the corporate world, within the securities industry, and by market regulators and government officials in the United States and internationally. Our team includes a former SEC Commissioner, a former SEC Director of Enforcement and the first-ever Chief of the SEC Cyber Unit.

Our significant government experience provides a unique perspective and approach when counseling clients on proceedings initiated by the SEC and other U.S. and non-U.S. regulators, including the Securities and Futures Commission of Hong Kong and the U.K. Financial Conduct Authority.

Working closely with our Financial Institutions lawyers, we advise clients on government enforcement, investigation and advisory matters involving accounting irregularities, financial reporting, insider trading, market manipulation and disruptions, regulatory compliance, and trading policy and procedures.

White Collar Defense & Investigations
See an overview of the entire White Collar Defense & Investigations practice, as well as its team, insights, and experience.
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