Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights October 7, 2013 Client Update Tone at the Top (of the SEC): Tough As the fiscal year comes to a close—even while the Securities and Exchange Commission, amidst the government shutdown, c... July 25, 2013 Articles & Books HK Profit Announcements: To Warn or Not to Warn? Since Hong Kong’s statute-backed inside information disclosure regime saw the light of day on January 1 2013, the market... July 24, 2013 Client Update The Hong Kong Stock Exchange Releases Revised Rules and Procedures to Implement New IPO Sponsor Regime On 23 July 2013, the Hong Kong Stock Exchange released a large number of listing rule amendments, revised checklists, guid... March 5, 2013 Client Update U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear In Gabelli v. Securities and Exchange Commission, No. 11-1274, the United States Supreme Court unanimously concluded that ... January 18, 2013 Client Update Preparing Your 2012 Form 20-F This memorandum highlights some considerations for the preparation of 2012 annual reports on Form 20-F. As in previous yea... November 16, 2012 Client Update DOJ and SEC Issue FCPA Guidance The Department of Justice (DOJ) and Securities and Exchange Commission (SEC) have released new guidance on the criminal an... August 23, 2012 Client Update SEC Announces First Whistleblower Program Award On August 21, 2012, the Securities and Exchange Commission (“SEC”) announced its first “whistleblower” award under... August 21, 2012 Client Update DOJ Provides FCPA Guidance for Mergers and Acquisitions; Continues Industry-Wide Investigations and Focus on China Recently, the Department of Justice reaffirmed its guidance as to what it views as the proper Foreign Corrupt Practices Ac... January 9, 2012 Client Update SEC Changes “Neither Admit Nor Deny” Practice for Criminal Conviction Cases The SEC will no longer permit defendants who admit relevant conduct in parallel criminal proceedings to “neither admit n... December 1, 2011 Articles & Books Enron: 10 Years Later Law360, New York (December 01, 2011, 3:38 PM ET) — Ten years ago, Enron Corporation — having enjoyed a long reputation... Load More
October 7, 2013 Client Update Tone at the Top (of the SEC): Tough As the fiscal year comes to a close—even while the Securities and Exchange Commission, amidst the government shutdown, c...
July 25, 2013 Articles & Books HK Profit Announcements: To Warn or Not to Warn? Since Hong Kong’s statute-backed inside information disclosure regime saw the light of day on January 1 2013, the market...
July 24, 2013 Client Update The Hong Kong Stock Exchange Releases Revised Rules and Procedures to Implement New IPO Sponsor Regime On 23 July 2013, the Hong Kong Stock Exchange released a large number of listing rule amendments, revised checklists, guid...
March 5, 2013 Client Update U.S. Supreme Court Confirms that Limitations Period for Certain Federal Enforcement Actions Begins When Fraud Occurs; Application In FCPA Matters Remains Unclear In Gabelli v. Securities and Exchange Commission, No. 11-1274, the United States Supreme Court unanimously concluded that ...
January 18, 2013 Client Update Preparing Your 2012 Form 20-F This memorandum highlights some considerations for the preparation of 2012 annual reports on Form 20-F. As in previous yea...
November 16, 2012 Client Update DOJ and SEC Issue FCPA Guidance The Department of Justice (DOJ) and Securities and Exchange Commission (SEC) have released new guidance on the criminal an...
August 23, 2012 Client Update SEC Announces First Whistleblower Program Award On August 21, 2012, the Securities and Exchange Commission (“SEC”) announced its first “whistleblower” award under...
August 21, 2012 Client Update DOJ Provides FCPA Guidance for Mergers and Acquisitions; Continues Industry-Wide Investigations and Focus on China Recently, the Department of Justice reaffirmed its guidance as to what it views as the proper Foreign Corrupt Practices Ac...
January 9, 2012 Client Update SEC Changes “Neither Admit Nor Deny” Practice for Criminal Conviction Cases The SEC will no longer permit defendants who admit relevant conduct in parallel criminal proceedings to “neither admit n...
December 1, 2011 Articles & Books Enron: 10 Years Later Law360, New York (December 01, 2011, 3:38 PM ET) — Ten years ago, Enron Corporation — having enjoyed a long reputation...