Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights April 26, 2018 Client Update With $35 Million Fine, SEC Shows Late Cyberbreach Disclosure Can Result in Enforcement Yahoo! Order Is SEC’s First Cyber-Disclosure Enforcement Action On April 24, the Securities and Exchange Commission cha... April 17, 2018 Client Update The CONSENT Act and Renewed Congressional Data Privacy Interest As the march of highly-publicized consumer data breaches and privacy incidents continues, congressional interest in data p... March 15, 2018 Client Update SEC Announces Self-Reporting Initiative for Rule 12b-1 Fee Disclosures Enforcement Division “Share Class Selection Disclosure Initiative” offers “favorable” settlement terms to advisers... February 27, 2018 Client Update Supreme Court Rules that Dodd-Frank Whistleblower Protections Do Not Extend to Internal Reporting On February 21, 2018, in Digital Realty Trust, Inc. v. Somers, [1] the Supreme Court held that the Dodd-Frank Act’s whis... February 23, 2018 Client Update Latest U.S. Sanctions Developments Show Focus on Mainland China and Hong Kong The U.S. government is sending a series of signals that it intends to focus on Chinese banks and corporate entities as pot... February 13, 2018 Client Update SFC Warns of Potential Action Against Cryptocurrency Exchanges and Issuers of ICOs On February 9, 2018, the Hong Kong Securities and Futures Commission (“SFC”) published an alert to investors in crypto... January 31, 2018 Client Update Reminder for NYSE-Listed Companies: Expanded Hours for Dividend Notices Begin February 1 Starting February 1, a NYSE-listed company must notify NYSE at least ten minutes before making a public announcement, at a... December 5, 2017 Client Update White Collar Update: Solicitor General Sides with Opponents, Agrees SEC ALJs are Unconstitutionally Appointed On November 29, 2017, the Solicitor General filed a brief in the Supreme Court on behalf of the Securities and Exchange Co... December 1, 2017 Client Update White Collar Update: Deputy Attorney General Rod Rosenstein Announces New FCPA Corporate Enforcement Policy Establishing a Category of Presumptive Declinations On November 29, 2017, Deputy Attorney General Rod Rosenstein announced a new Department of Justice FCPA Corporate Enforcem... October 30, 2017 Client Update SEC Division of Enforcement Co-Directors Stephanie Avakian and Steven Peikin Provide Remarks on Enforcement Division’s Initiatives and Priorities On October 26, 2017, Stephanie Avakian and Steven Peikin, Co-Directors of the U.S. Securities and Exchange Commission’s ... Load More
April 26, 2018 Client Update With $35 Million Fine, SEC Shows Late Cyberbreach Disclosure Can Result in Enforcement Yahoo! Order Is SEC’s First Cyber-Disclosure Enforcement Action On April 24, the Securities and Exchange Commission cha...
April 17, 2018 Client Update The CONSENT Act and Renewed Congressional Data Privacy Interest As the march of highly-publicized consumer data breaches and privacy incidents continues, congressional interest in data p...
March 15, 2018 Client Update SEC Announces Self-Reporting Initiative for Rule 12b-1 Fee Disclosures Enforcement Division “Share Class Selection Disclosure Initiative” offers “favorable” settlement terms to advisers...
February 27, 2018 Client Update Supreme Court Rules that Dodd-Frank Whistleblower Protections Do Not Extend to Internal Reporting On February 21, 2018, in Digital Realty Trust, Inc. v. Somers, [1] the Supreme Court held that the Dodd-Frank Act’s whis...
February 23, 2018 Client Update Latest U.S. Sanctions Developments Show Focus on Mainland China and Hong Kong The U.S. government is sending a series of signals that it intends to focus on Chinese banks and corporate entities as pot...
February 13, 2018 Client Update SFC Warns of Potential Action Against Cryptocurrency Exchanges and Issuers of ICOs On February 9, 2018, the Hong Kong Securities and Futures Commission (“SFC”) published an alert to investors in crypto...
January 31, 2018 Client Update Reminder for NYSE-Listed Companies: Expanded Hours for Dividend Notices Begin February 1 Starting February 1, a NYSE-listed company must notify NYSE at least ten minutes before making a public announcement, at a...
December 5, 2017 Client Update White Collar Update: Solicitor General Sides with Opponents, Agrees SEC ALJs are Unconstitutionally Appointed On November 29, 2017, the Solicitor General filed a brief in the Supreme Court on behalf of the Securities and Exchange Co...
December 1, 2017 Client Update White Collar Update: Deputy Attorney General Rod Rosenstein Announces New FCPA Corporate Enforcement Policy Establishing a Category of Presumptive Declinations On November 29, 2017, Deputy Attorney General Rod Rosenstein announced a new Department of Justice FCPA Corporate Enforcem...
October 30, 2017 Client Update SEC Division of Enforcement Co-Directors Stephanie Avakian and Steven Peikin Provide Remarks on Enforcement Division’s Initiatives and Priorities On October 26, 2017, Stephanie Avakian and Steven Peikin, Co-Directors of the U.S. Securities and Exchange Commission’s ...