Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights January 29, 2021 Client Update DOJ & SEC FCPA Resolution Tracker Davis Polk is pleased to present its DOJ and SEC FCPA Resolution Tracker. The tracker details key characteristics of corpo... January 26, 2021 Client Update Supreme Court relies on “Bridgegate” case to vacate Second Circuit insider trading decision On January 11, 2021, the Supreme Court vacated the Second Circuit’s controversial decision in United States v. Blaszczak... January 4, 2021 Client Update The Anti-Money Laundering Act of 2020 – Key takeaways The Anti-Money Laundering Act of 2020 implements the most extensive revisions to anti-money laundering law since the USA P... January 4, 2021 Client Update Veto override enacts expanded SEC disgorgement authority Congress overrode the President’s Veto of the National Defense Authorization Act. Among other things, the new law expan... December 22, 2020 Client Update Banking Agencies Propose Cyber Reporting Rule: Implications for Cybersecurity Compliance On December 15, 2020, the Office of the Comptroller of the Currency, the Federal Reserve Board, and the Federal Deposit In... December 22, 2020 Client Update SEC Disgorgement Authority Would Expand in National Defense Authorization Act The National Defense Authorization Act approved by Congress last week would extend to 10 years the time for the SEC to fil... December 4, 2020 Client Update CFTC Reports Record Year for Enforcement The Commodity Futures Trading Commission (CFTC) Enforcement Division’s Annual Report highlights the agency’s record nu... November 3, 2020 Client Update SEC Announces 2020 Enforcement Results The SEC Enforcement Division’s 2020 Annual Report focuses on COVID-related investigations while reporting fewer case fil... October 19, 2020 Client Update Stock Buybacks Under 10b5-1 Plan Draw SEC Rebuke In a first-of-its-kind case, the SEC focused on a company’s accounting controls around Rule 10b5-1 buybacks and imposed ... October 16, 2020 Client Update SEC Whistleblower Amendments May Increase Reporting in Smaller Cases A divided Securities and Exchange Commission voted to amend its whistleblower rules to: (1) increase the amounts of smalle... Load More
January 29, 2021 Client Update DOJ & SEC FCPA Resolution Tracker Davis Polk is pleased to present its DOJ and SEC FCPA Resolution Tracker. The tracker details key characteristics of corpo...
January 26, 2021 Client Update Supreme Court relies on “Bridgegate” case to vacate Second Circuit insider trading decision On January 11, 2021, the Supreme Court vacated the Second Circuit’s controversial decision in United States v. Blaszczak...
January 4, 2021 Client Update The Anti-Money Laundering Act of 2020 – Key takeaways The Anti-Money Laundering Act of 2020 implements the most extensive revisions to anti-money laundering law since the USA P...
January 4, 2021 Client Update Veto override enacts expanded SEC disgorgement authority Congress overrode the President’s Veto of the National Defense Authorization Act. Among other things, the new law expan...
December 22, 2020 Client Update Banking Agencies Propose Cyber Reporting Rule: Implications for Cybersecurity Compliance On December 15, 2020, the Office of the Comptroller of the Currency, the Federal Reserve Board, and the Federal Deposit In...
December 22, 2020 Client Update SEC Disgorgement Authority Would Expand in National Defense Authorization Act The National Defense Authorization Act approved by Congress last week would extend to 10 years the time for the SEC to fil...
December 4, 2020 Client Update CFTC Reports Record Year for Enforcement The Commodity Futures Trading Commission (CFTC) Enforcement Division’s Annual Report highlights the agency’s record nu...
November 3, 2020 Client Update SEC Announces 2020 Enforcement Results The SEC Enforcement Division’s 2020 Annual Report focuses on COVID-related investigations while reporting fewer case fil...
October 19, 2020 Client Update Stock Buybacks Under 10b5-1 Plan Draw SEC Rebuke In a first-of-its-kind case, the SEC focused on a company’s accounting controls around Rule 10b5-1 buybacks and imposed ...
October 16, 2020 Client Update SEC Whistleblower Amendments May Increase Reporting in Smaller Cases A divided Securities and Exchange Commission voted to amend its whistleblower rules to: (1) increase the amounts of smalle...