Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights November 1, 2021 Client Update China’s personal data law comes into force accompanied by draft rules on cross-border data transfers Personal Information Protection Law of China (PIPL) came into effect today, containing rules comprehensively regulating pe... October 29, 2021 Client Update Deputy Attorney General Lisa Monaco announces significant DOJ corporate enforcement policy changes On Thursday, October 28, 2021, Deputy Attorney General Lisa Monaco announced significant changes to the DOJ’s corporate ... October 20, 2021 Client Update Carlin speech signals DOJ white collar enforcement priorities In a recent speech, PADAG John Carlin previewed DOJ’s refocused corporate enforcement efforts and priorities. He address... September 29, 2021 Client Update SEC enforcement action highlights scrutiny of "alternative data" and trading firms that use it An enforcement action against an alternative data provider for misrepresenting its practices offers lessons both for tradi... September 1, 2021 Client Update SEC sanctions three entities for cybersecurity policies and procedures failures The SEC filed three enforcement actions against investment advisers and broker-dealers for cybersecurity deficiencies afte... August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea... August 17, 2021 Client Update FinCEN and CFTC assess $100 million penalty on cryptocurrency derivatives exchange The CFTC and FinCEN recently announced a settlement with BitMEX for $100 million to resolve an enforcement action related ... July 15, 2021 Client Update SEC charges SPAC, sponsor, target and CEOs for misleading disclosures and inadequate due diligence The SEC continued its recent focus on SPACs by filing charges against both sides of a planned but not yet completed SPAC m... June 17, 2021 Client Update SEC enforcement action highlights need for internal communications about cybersecurity problems The SEC filed an enforcement action involving a public company’s cybersecurity disclosure. The action highlights the nee... May 25, 2021 Client Update House passes insider trading bill The House of Representatives has passed a bill on a bipartisan basis that would be the first statute directly banning insi... Load More
November 1, 2021 Client Update China’s personal data law comes into force accompanied by draft rules on cross-border data transfers Personal Information Protection Law of China (PIPL) came into effect today, containing rules comprehensively regulating pe...
October 29, 2021 Client Update Deputy Attorney General Lisa Monaco announces significant DOJ corporate enforcement policy changes On Thursday, October 28, 2021, Deputy Attorney General Lisa Monaco announced significant changes to the DOJ’s corporate ...
October 20, 2021 Client Update Carlin speech signals DOJ white collar enforcement priorities In a recent speech, PADAG John Carlin previewed DOJ’s refocused corporate enforcement efforts and priorities. He address...
September 29, 2021 Client Update SEC enforcement action highlights scrutiny of "alternative data" and trading firms that use it An enforcement action against an alternative data provider for misrepresenting its practices offers lessons both for tradi...
September 1, 2021 Client Update SEC sanctions three entities for cybersecurity policies and procedures failures The SEC filed three enforcement actions against investment advisers and broker-dealers for cybersecurity deficiencies afte...
August 23, 2021 Client Update SEC sanctions company for hypothetical cyber risk factor when the company already had an incident The SEC filed an enforcement action against a company for disclosing the risk that it “could” have a data privacy brea...
August 17, 2021 Client Update FinCEN and CFTC assess $100 million penalty on cryptocurrency derivatives exchange The CFTC and FinCEN recently announced a settlement with BitMEX for $100 million to resolve an enforcement action related ...
July 15, 2021 Client Update SEC charges SPAC, sponsor, target and CEOs for misleading disclosures and inadequate due diligence The SEC continued its recent focus on SPACs by filing charges against both sides of a planned but not yet completed SPAC m...
June 17, 2021 Client Update SEC enforcement action highlights need for internal communications about cybersecurity problems The SEC filed an enforcement action involving a public company’s cybersecurity disclosure. The action highlights the nee...
May 25, 2021 Client Update House passes insider trading bill The House of Representatives has passed a bill on a bipartisan basis that would be the first statute directly banning insi...