Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 24, 2020 Articles & Books The SEC and FINRA’s use of big data in investigations and the implications for defense counsel In recent years, the SEC and FINRA have created a number of new units to increase their capacity to use data analytics in ... June 23, 2020 Client Update Supreme Court Preserves SEC's Disgorgement Authority, But with Limits On Monday, June 22, 2020, the Supreme Court decided Liu v. Securities and Exchange Commission, the latest decision in a lo... June 8, 2020 Articles & Books Getting the Deal Through: Financial Services Compliance 2020 Davis Polk partner Annette Nazareth was the contributing editor for the 2020 edition of Getting the Deal Through: Financia... June 8, 2020 Client Update Inadequate Perk Disclosure Remains in SEC’s Sights A $900,000 fine is a reminder for companies to use care in tracking and disclosing all elements of executive compensation.... May 27, 2020 Client Update Proposed Regulations on Deductibility of Governmental Settlements Treasury has proposed regulations explaining the limits on deductibility of payments under settlements with governmental e... May 21, 2020 Client Update COVID-19 Pandemic Spurs Renewed State and Federal Focus on Price Gouging Enforcement As the COVID-19 crisis places extraordinary pressure on the supply chain for various essential goods, federal and state au... May 11, 2020 Client Update Supreme Court Reverses “Bridgegate” Convictions, Clarifies Meaning of “Property” Under Federal Fraud Statutes On May 7, 2020, the Supreme Court in Kelly v. United States reversed the convictions of two former New Jersey officials ch... April 14, 2020 Client Update CARES Act Enforcement: A Landscape of Potential Risk On March 27, 2020, President Trump signed into law the Coronavirus Aid, Relief, and Economic Security Act (the “CARES Ac... March 25, 2020 Client Update How the SEC Enforcement Division Responds to a Crisis The SEC has expressed its intent to respond proactively to the impact of the coronavirus on capital markets and investors.... March 2, 2020 Client Update Federal Judge Acquits Ex-Alstom Executive on FCPA Charges Post Jury Verdict On February 26, a long-running legal battle over the scope of the Foreign Corrupt Practices Act (“FCPA”) took another ... Load More
June 24, 2020 Articles & Books The SEC and FINRA’s use of big data in investigations and the implications for defense counsel In recent years, the SEC and FINRA have created a number of new units to increase their capacity to use data analytics in ...
June 23, 2020 Client Update Supreme Court Preserves SEC's Disgorgement Authority, But with Limits On Monday, June 22, 2020, the Supreme Court decided Liu v. Securities and Exchange Commission, the latest decision in a lo...
June 8, 2020 Articles & Books Getting the Deal Through: Financial Services Compliance 2020 Davis Polk partner Annette Nazareth was the contributing editor for the 2020 edition of Getting the Deal Through: Financia...
June 8, 2020 Client Update Inadequate Perk Disclosure Remains in SEC’s Sights A $900,000 fine is a reminder for companies to use care in tracking and disclosing all elements of executive compensation....
May 27, 2020 Client Update Proposed Regulations on Deductibility of Governmental Settlements Treasury has proposed regulations explaining the limits on deductibility of payments under settlements with governmental e...
May 21, 2020 Client Update COVID-19 Pandemic Spurs Renewed State and Federal Focus on Price Gouging Enforcement As the COVID-19 crisis places extraordinary pressure on the supply chain for various essential goods, federal and state au...
May 11, 2020 Client Update Supreme Court Reverses “Bridgegate” Convictions, Clarifies Meaning of “Property” Under Federal Fraud Statutes On May 7, 2020, the Supreme Court in Kelly v. United States reversed the convictions of two former New Jersey officials ch...
April 14, 2020 Client Update CARES Act Enforcement: A Landscape of Potential Risk On March 27, 2020, President Trump signed into law the Coronavirus Aid, Relief, and Economic Security Act (the “CARES Ac...
March 25, 2020 Client Update How the SEC Enforcement Division Responds to a Crisis The SEC has expressed its intent to respond proactively to the impact of the coronavirus on capital markets and investors....
March 2, 2020 Client Update Federal Judge Acquits Ex-Alstom Executive on FCPA Charges Post Jury Verdict On February 26, a long-running legal battle over the scope of the Foreign Corrupt Practices Act (“FCPA”) took another ...