Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights June 17, 2021 Client Update SEC enforcement action highlights need for internal communications about cybersecurity problems The SEC filed an enforcement action involving a public company’s cybersecurity disclosure. The action highlights the nee... May 25, 2021 Client Update House passes insider trading bill The House of Representatives has passed a bill on a bipartisan basis that would be the first statute directly banning insi... May 17, 2021 Webinar Fireside chat with NYDFS cyber chief Davis Polk partner Robert Cohen hosts Justin Herring, the New York Department of Financial Services Executive Deputy Super... April 8, 2021 Articles & Books A call for greater clarity around SEC cooperation credit Davis Polk partner Robert Cohen and associate Brook Jackling recently authored “A Call for Greater Clarity Around SEC Co... March 8, 2021 Client Update Reg FD and the riskiest of phone calls On March 5, the SEC announced charges against AT&T for violating Regulation FD (Fair Disclosure), the agency’s marquee r... March 5, 2021 Client Update SEC establishes Enforcement Division Climate and ESG Task Force Yesterday, the Securities and Exchange Commission announced a newly created Climate and ESG Task Force in the Division of ... March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financia... February 12, 2021 Client Update SEC changes enforcement practice for settlement offers in cases involving waivers Parties considering whether to settle an SEC enforcement investigation or criminal proceeding have a reasonable expectatio... February 9, 2021 Client Update SEC acknowledges that disgorgement principles in Liu apply to administrative proceedings In a recently issued administrative order, the SEC implicitly acknowledged that the limiting principles for disgorgement t... January 29, 2021 Client Update DOJ & SEC FCPA Resolution Tracker Davis Polk is pleased to present its DOJ and SEC FCPA Resolution Tracker. The tracker details key characteristics of corpo... Load More
June 17, 2021 Client Update SEC enforcement action highlights need for internal communications about cybersecurity problems The SEC filed an enforcement action involving a public company’s cybersecurity disclosure. The action highlights the nee...
May 25, 2021 Client Update House passes insider trading bill The House of Representatives has passed a bill on a bipartisan basis that would be the first statute directly banning insi...
May 17, 2021 Webinar Fireside chat with NYDFS cyber chief Davis Polk partner Robert Cohen hosts Justin Herring, the New York Department of Financial Services Executive Deputy Super...
April 8, 2021 Articles & Books A call for greater clarity around SEC cooperation credit Davis Polk partner Robert Cohen and associate Brook Jackling recently authored “A Call for Greater Clarity Around SEC Co...
March 8, 2021 Client Update Reg FD and the riskiest of phone calls On March 5, the SEC announced charges against AT&T for violating Regulation FD (Fair Disclosure), the agency’s marquee r...
March 5, 2021 Client Update SEC establishes Enforcement Division Climate and ESG Task Force Yesterday, the Securities and Exchange Commission announced a newly created Climate and ESG Task Force in the Division of ...
March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financia...
February 12, 2021 Client Update SEC changes enforcement practice for settlement offers in cases involving waivers Parties considering whether to settle an SEC enforcement investigation or criminal proceeding have a reasonable expectatio...
February 9, 2021 Client Update SEC acknowledges that disgorgement principles in Liu apply to administrative proceedings In a recently issued administrative order, the SEC implicitly acknowledged that the limiting principles for disgorgement t...
January 29, 2021 Client Update DOJ & SEC FCPA Resolution Tracker Davis Polk is pleased to present its DOJ and SEC FCPA Resolution Tracker. The tracker details key characteristics of corpo...