Practice Mobile Menu Trigger Overview Experience Team Insights Subscribe to insights March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financia... February 12, 2021 Client Update SEC changes enforcement practice for settlement offers in cases involving waivers Parties considering whether to settle an SEC enforcement investigation or criminal proceeding have a reasonable expectatio... February 9, 2021 Client Update SEC acknowledges that disgorgement principles in Liu apply to administrative proceedings In a recently issued administrative order, the SEC implicitly acknowledged that the limiting principles for disgorgement t... January 29, 2021 Client Update DOJ & SEC FCPA Resolution Tracker Davis Polk is pleased to present its DOJ and SEC FCPA Resolution Tracker. The tracker details key characteristics of corpo... January 28, 2021 Webinar 2020 review and looking ahead: Anti-corruption trends and other corporate enforcement actions Davis Polk’s webinar reviews key developments in 2020 and the outlook for this year in anti-corruption and FCPA enforcem... January 26, 2021 Client Update Supreme Court relies on “Bridgegate” case to vacate Second Circuit insider trading decision On January 11, 2021, the Supreme Court vacated the Second Circuit’s controversial decision in United States v. Blaszczak... January 4, 2021 Client Update The Anti-Money Laundering Act of 2020 – Key takeaways The Anti-Money Laundering Act of 2020 implements the most extensive revisions to anti-money laundering law since the USA P... January 4, 2021 Client Update Veto override enacts expanded SEC disgorgement authority Congress overrode the President’s Veto of the National Defense Authorization Act. Among other things, the new law expan... December 22, 2020 Client Update Banking Agencies Propose Cyber Reporting Rule: Implications for Cybersecurity Compliance On December 15, 2020, the Office of the Comptroller of the Currency, the Federal Reserve Board, and the Federal Deposit In... December 22, 2020 Client Update SEC Disgorgement Authority Would Expand in National Defense Authorization Act The National Defense Authorization Act approved by Congress last week would extend to 10 years the time for the SEC to fil... Load More
March 1, 2021 Articles & Books Getting the Deal Through: Financial Services Compliance 2021 Davis Polk partner Zachary Zweihorn was the contributing editor for the 2021 edition of Getting the Deal Through: Financia...
February 12, 2021 Client Update SEC changes enforcement practice for settlement offers in cases involving waivers Parties considering whether to settle an SEC enforcement investigation or criminal proceeding have a reasonable expectatio...
February 9, 2021 Client Update SEC acknowledges that disgorgement principles in Liu apply to administrative proceedings In a recently issued administrative order, the SEC implicitly acknowledged that the limiting principles for disgorgement t...
January 29, 2021 Client Update DOJ & SEC FCPA Resolution Tracker Davis Polk is pleased to present its DOJ and SEC FCPA Resolution Tracker. The tracker details key characteristics of corpo...
January 28, 2021 Webinar 2020 review and looking ahead: Anti-corruption trends and other corporate enforcement actions Davis Polk’s webinar reviews key developments in 2020 and the outlook for this year in anti-corruption and FCPA enforcem...
January 26, 2021 Client Update Supreme Court relies on “Bridgegate” case to vacate Second Circuit insider trading decision On January 11, 2021, the Supreme Court vacated the Second Circuit’s controversial decision in United States v. Blaszczak...
January 4, 2021 Client Update The Anti-Money Laundering Act of 2020 – Key takeaways The Anti-Money Laundering Act of 2020 implements the most extensive revisions to anti-money laundering law since the USA P...
January 4, 2021 Client Update Veto override enacts expanded SEC disgorgement authority Congress overrode the President’s Veto of the National Defense Authorization Act. Among other things, the new law expan...
December 22, 2020 Client Update Banking Agencies Propose Cyber Reporting Rule: Implications for Cybersecurity Compliance On December 15, 2020, the Office of the Comptroller of the Currency, the Federal Reserve Board, and the Federal Deposit In...
December 22, 2020 Client Update SEC Disgorgement Authority Would Expand in National Defense Authorization Act The National Defense Authorization Act approved by Congress last week would extend to 10 years the time for the SEC to fil...