Gregory Rowland spoke at Compliance Week’s regulatory trends webcast
On February 17, 2021, Davis Polk partner Gregory Rowland was among the speakers on Compliance Week’s “Be prepared for regulatory expectations and evolving trends in 2021” webcast. Topics discussed included:
- Examination best practice considerations, with an eye toward a more investor-focused SEC this year
- Aligning compliance priorities with recent agency guidance and industry trends
- What RIA compliance programs should be most concerned about in the near future
For more information, please visit the webcast website.