Davis Polk advised the underwriter in connection with the $182 million SEC-registered secondary offering of 4,109,128 shares of common stock of Financial Engines, Inc. The common stock is listed on the NASDAQ Global Market under the symbol “FNGN.”

Financial Engines is a leading provider of independent, technology-enabled financial advisory services, discretionary portfolio management, personalized investment advice, financial and retirement income planning and financial education and guidance. Financial Engines helps individuals, either online or with an adviser, develop a strategy to reach investing and retirement goals by offering a comprehensive set of services, including holistic, personalized plans for saving and investing, assessments of retirement income, and the option to meet face-to-face with a financial adviser at one of more than 130 adviser centers nationwide. Its advice and planning services cover employer-sponsored defined contribution (DC) accounts (401(k), 457, and 403(b) plans), IRA accounts and taxable accounts.

The Davis Polk capital markets team included partner Richard D. Truesdell Jr. and associate Jeannette K. Safi. Partner Kathleen L. Ferrell and associate K. Daniel Berman provided tax advice. Associates Daniel Bremmer and Jennifer Wang provided IMG advice. All members of the Davis Polk team are based in the New York office. 

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