As the 2026 midterm elections near, House and Senate Democrats are signaling possible investigative priorities in the event they are successful in taking control of either chamber. This a...
The SEC and the FDA announced a memorandum of understanding establishing a framework for the exchange of nonpublic information between the two agencies that is likely to streamline SEC sc...
Reg CA would create tailored offering exemptions and disclosure rules for some primary offerings of crypto assets, but would provide less certainty to intermediaries and secondary markets.
On July 17, 2026, Scoular, a Nebraska-based agricultural company, entered into a three-year deferred prosecution agreement (DPA) with DOJ to resolve a Foreign Corrupt Practices Act (FCPA)...
Between January and April 2026, the SEC filed 57 actions against a combined total of 112 defendants and respondents. (These figures exclude follow-on actions, bars, and suspensions.) Ther...
The CFTC’s Division of Enforcement announced its new cooperation policy for corporate enforcement matters. The advisory seeks to incentivize companies to voluntarily disclose, cooperate...
In his first public remarks since becoming Director of the U.S. Securities and Exchange Commission’s Division of Enforcement, David Woodcock outlined his enforcement priorities, includi...
The SEC announced its 2025 enforcement results while outlining shifts in its enforcement priorities to focus on fraud, market manipulation and individual accountability.
In his first public remarks since becoming CFTC Director of Enforcement, David Miller outlined his enforcement priorities, which are focused on serious cases implicating fraud, market man...
The SEC has issued a much-anticipated interpretation regarding when the federal securities laws apply to certain types of crypto assets and transactions. It is an important step forward, ...
