The UK’s main financial regulators announced a series of measures last week intended to alleviate some of the regulatory burdens facing firms and financial market infrastructures in the...
On 12 December 2019, the UK Financial Conduct Authority issued its Final Notice against Kevin Gorman, a senior employee of Braemar Shipping Services plc, for failing to notify Braemar and...
The Financial Conduct Authority has published an important update on its preparations for Brexit in the Primary Market Bulletin No. 24 (“PMB 24”).
Among other things, PMB 24 reminds f...
The European Securities and Markets Authority (ESMA) published a consultation paper on 3 October 2019, at the request of the European Commission, on the EU’s Market Abuse Regulation (MA...
Davis Polk partner Annette Nazareth was the contributing editor for the second edition of Getting the Deal Through:Financial Services Compliance, a compilation of the rules and approache...
IN THIS ISSUE:
A UK-EU partnership in financial services? Implications of the draft Withdrawal Agreement and Political Declaration
UK contingency planning for financial services in the e...
