Given the reported heightened risk of another government shutdown around the corner, we provide key SEC shutdown practice points for public companies and capital markets transactions.
With new leadership at the SEC, companies have had to grapple less with disclosure mandates and more with macroeconomic and geopolitical headwinds. We address related disclosure implicati...
With little time left to avoid a potential government shutdown, we provide key SEC shutdown practice points for public companies and capital markets transactions.
The SEC has taken the first step in what could potentially be the most sweeping change in decades to its approach to foreign private issuers. Reacting to changes in the population of SEC-...
Companies continue to have their hands full addressing new disclosure mandates against the backdrop of an active SEC enforcement agenda. We address related disclosure implications and oth...
A court rendered a mixed result in the SEC’s SolarWinds litigation. The court declined to dismiss the SEC’s claims that a website “Security Statement” overstated the strength of S...
The need for financial statements is one of the items most likely to become a gating issue in a capital markets transaction. SEC rules require the company issuing securities to present au...
To help navigate what has been an active year of new SEC disclosure mandates, we have prepared an overview of key considerations for preparing your 2023 annual report on Form 10-K.
With a potential government shutdown only a few days away, we provide a number of SEC shutdown practice pointers for public companies and capital markets transactions.
