Marc D. Swenson Lawyers Counsel Derivatives & Structured Products New York marc.swenson@davispolk.com +1 212 450 4572 Download address card Print this page Mobile Menu Trigger Full Bio Experience Insights Filters All practices... All industries... All regions... All insights...Client Update January 10, 2013 Client Update Approaching the Effective Date of the New FINRA Communications Rules FINRA’s new rules governing members’ communications with customers and the public will become effective on February 4, 2013.1 The revised communication rules represent a significant o... Back to top
January 10, 2013 Client Update Approaching the Effective Date of the New FINRA Communications Rules FINRA’s new rules governing members’ communications with customers and the public will become effective on February 4, 2013.1 The revised communication rules represent a significant o...
