Davis Polk partners Luke Eldridge, Zachary Frimet, Chris Healey and Michael Hong and counsel Matthew Wiener contributed to Global Legal Insights’ Private Credit Laws and Regulations 202...
This issue covers SEC proposals to expand performance fees for regulated fund advisers and revise the qualified client definition, modernize interval funds and permit multiple share class...
In this issue, we discuss the extension of the Form PF compliance date, the proposed rescission of the investment adviser pay-to-play rule, the proposed amendments to CPO and CTA registra...
In this issue, we discuss a proposed rule regarding the use of electronic delivery to satisfy information delivery requirements under the federal securities laws and a recent Supreme Cour...
In this issue, we discuss a Risk Alert issued by the SEC’s Division of Examinations regarding conflicts of interest involving investment advisers, and a recent enforcement action agains...
In this issue, we highlight the SEC Enforcement Director’s recent remarks regarding the Division’s enforcement priorities, which include private fund related misconduct.
On April 20, 2026, the SEC and CFTC proposed amendments to Form PF, the confidential reporting form filed by SEC-registered advisers to private funds, including those registered with the ...
In this issue, we discuss a recent enforcement action involving fraud and registration charges against three venture capital fund managers and their owner.
In this issue, we discuss a settled SEC enforcement action involving “season-and-sell” programs and new Division of Investment Management FAQs regarding the Fund of Funds Rule.
In this issue, we discuss proposed amendments to Form N-PORT reporting requirements, the SEC enforcement director’s first public remarks and a recent enforcement action involving compli...
